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Treatment of bipolar depression

This is a republished version of an article previously published in MJA Open

Bipolar disorders (BDs) are chronic and progressive mood disorders characterised by manic, hypomanic or mixed episodes that typically occur in conjunction with depressive episodes.1 Globally, BDs are a leading cause of disability, with consequences that include long-term unemployment, comorbid medical illness, and suicide.25 Because of its recurrent pattern, people with BD are symptomatic for about half their lives, with the bulk of the psychosocial disability resulting from the depressive pole of the disorder.1,6 Despite this, much of the research for BD focuses on the manic phase of the illness, while most depression-related research focuses on unipolar depression. However, BD — and therefore bipolar depression — is a distinct illness that requires a specific treatment approach, tailored to individual needs. Here, we outline the distinct features of bipolar depression and present evidence-based treatment options.

Features and management issues

BD is classically divided into bipolar I and II subtypes, but the bulk of the clinical data pertain to the bipolar I variant. It is a common disorder, with estimated lifetime prevalences of 0.6%–1.0% for the bipolar I subtype, 0.4%–1.1% for the bipolar II subtype, and 2.4%–5.1% for subthreshold (spectrum) forms of the disorder.1

The disorder characteristically begins in late adolescence, with the onset of subthreshold symptoms that are usually depressive in nature, followed by the later emergence of threshold depressive, manic or hypomanic episodes.7 People with BD commonly spend three times as long in the depressive pole of the disorder as they do in the manic pole.1 Bipolar depression, like its unipolar cousin, is undoubtedly heterogeneous, with biological, social, personality, trauma, lifestyle and substance misuse determinants. In contrast, mania appears to be more biologically grounded. This is of substantial relevance to treatment and should be considered when developing an individualised treatment package. Bipolar depression is particularly disabling, resulting in occupational and social impairment, and eroding quality of life. Depression and depressive mixed states are the illness phases that confer the greatest risk of suicide. The delay in the emergence of manic or hypomanic symptoms — the hallmark of the diagnosis — together with a high prevalence of comorbid disorders, typically leads to protracted delays in the correct diagnosis of BD and the initiation of appropriate management. Diagnostic delay can also result in patients receiving treatment that potentially worsens the core cyclicity of the disorder and its progression.8

The efficient management of bipolar depression is further hindered by a paucity of effective treatments, a problem that is compounded by a relative lack of clinical trial data. As there are few robust placebo-controlled studies of the treatment of bipolar depression, there is substantial dissent regarding optimal pharmacotherapy, particularly around the role of antidepressants.9 Recent well designed, large-scale trials of conventional antidepressants (selective serotonin reuptake inhibitors [SSRIs]) in BD have essentially been negative.10 There is also concern about the potential risk of inducing mania and worsening cycle frequency with antidepressant use in BD. Despite a limited evidence base for their effectiveness in this population, psychological treatments are often used in bipolar depression, based on extrapolation of data supporting the role of cognitive behaviour therapy (CBT) and related psychological therapies in unipolar depression and in maintenance treatment of BD.11

As a consequence, there is consensus that bipolar depression is the predominant unmet clinical need in patients with BD.12,13 The management of bipolar depression has by necessity become broader, to take the diversity of putative aetiological factors into account. A multifaceted approach to treatment is gaining traction and, clinically, has face validity. This broadening of therapeutic approaches recognises the polymorphous nature of bipolar depression, but also reflects the intrinsic ceiling effect that is commonly observed with pharmacological or psychosocial monotherapy. In clinical practice, pharmacotherapy is only modestly efficacious, largely because the underlying pathophysiology of the disorder remains unknown and because the mechanisms of action of most medications are poorly understood. Further, nearly all medications that are currently used to treat bipolar depression have been adopted from other primary indications.

Balancing efficacy, safety and tolerability

There are three concurrent goals in the optimal management of bipolar depression: (i) to treat the acute episode effectively; (ii) to consolidate the gains of acute treatment and prevent depressive relapse or switch to hypomania or mania; and (iii) to manage potentially reversible risk factors.12 As BD is a chronic lifelong illness, it is essential to balance safety and tolerability of treatment against efficacy, and to build a long-term management plan based on informed, shared goals.

It is important to recognise that all interventions have the potential to cause harm. It is essential to weigh the risks and benefits of each treatment, taking into account a person’s demographic and clinical profile, values and preferences. While the risks of pharmacotherapy have long received recognition, the risks of inappropriately applied psychosocial interventions are also now beginning to be appreciated.14

Approach to treatment

To limit disability and maximise the likelihood of recovering psychosocial functioning,13 a suitable first-line treatment must be chosen.15 The choice needs to be tailored to the individual’s psychiatric history; in particular, comorbidities, pattern and severity of symptoms, prior illness course, history of response to and tolerability of treatments, family history of treatment response, and individual preference.13,15 Intriguing new data suggest that this latter factor potently predicts both treatment response and the development of adverse events.16 As treatments that are useful in acute treatment tend to be continued as maintenance therapy, treatments with maintenance efficacy should be prioritised over those without such an evidence base.13 This also means that long-term risk factors, including metabolic disturbance, may weigh against the long-term use of agents with short-term efficacy.

Where there is a partial or inadequate response to treatment, drug dosage needs to be optimised. In addition, adherence-related issues, medical or substance misuse comorbidities, and psychosocial factors must be considered and appropriately managed. Examination of psychosocial factors includes the role of personality, prior trauma, persistent psychosocial stressors and the development of abnormal illness behaviour.13,15,17

In the face of continued non-response to treatment or the development of unmanageable adverse events, augmentation or switching strategies should be considered. Augmentation is more likely to be used in situations of partial response and tolerability, whereas switching is more appropriate for non-response and intolerance.13,15 Assessment of the pattern of prior mood episodes to identify the predominant pole of illness (depression or mania) can often assist treatment choice, as predominant polarity tends to be relatively stable throughout the longitudinal course of the illness. Consequently, those agents with a documented profile of efficacy in the depressive phase (eg, lamotrigine or lithium) should be selected for treating bipolar depression.18

The natural history of the disorder is also informative. Depressive episodes can take many months to resolve, and the true effect of an agent on the long-term illness trajectory can only be determined over a prolonged period of observation. Therefore, any treatment trial needs to be of sufficient duration to ensure that potentially valuable therapies are not abandoned before they can demonstrate utility. Intensive psychoeducation regarding potential benefits and side effects of treatments can also help reduce non-adherence and early cessation of a potentially useful therapy.

Pharmacological and other biological therapies

First-line monotherapy options include lithium and the anticonvulsant lamotrigine (used as mood stabilisers), and the atypical antipsychotics quetiapine and olanzapine.13,1923 Lamotrigine has documented efficacy, but with small effect sizes in controlled trials.24 However, this may reflect an underestimation of its true efficacy, resulting from its slow titration phase and subsequent sluggish onset of effect. Lithium, the benchmark pharmacological therapy in BD, also has a slow onset of action and has poorer evidence of effectiveness for acute depression than for mania. Similarly, the evidence for using valproate, another mood-stabilising anticonvulsant, in bipolar depression is less clear than the evidence for its role in mania.25 Atypical antipsychotic agents, as a class, do not show efficacy in treating bipolar depression. Those that individually show efficacy (such as quetiapine and olanzapine) have clinically relevant pragmatic and tolerability limitations in some patients, not least weight gain and metabolic syndrome.12

In clinical practice, combination treatment is the norm in the management of acute bipolar depression. Practical treatment algorithms are given in the Canadian Network for Mood and Anxiety Treatments (CANMAT) guidelines.18,26 Recommended first-line combinations include lamotrigine or valproate added to lithium.13,24 Second-line pharmacotherapies include adjunctive therapies and medication combinations, such as lithium augmentation of antidepressants, atypical antipsychotic–mood stabiliser combinations, and olanzapine combined with fluoxetine.13,24,27,28 In individuals not taking a mood stabiliser, the CANMAT guidelines recommend commencing either lamotrigine or lithium monotherapy, or a combination of lithium and valproate (to which an SSRI can be later added), or the combination of an atypical antipsychotic agent with fluoxetine. In patients already taking valproate or an atypical antipsychotic agent, an SSRI, bupropion, lamotrigine or lithium can be added. A caveat here is that other guidelines, examining the same patchy literature base, give substantially different recommendations.

Despite the absence of clear evidence for their effectiveness, antidepressants are widely prescribed for BD and are the most widely used medication class for the depressive phase of the illness.29 A meta-analysis of the most recent, large-scale and rigorous trials found that they were discouragingly negative.30 The use of antidepressants in BD is therefore controversial, especially in the context of evidence that they can on occasion induce switching to mania or hypomania, aggravate the inherent cyclicity of the disorder, and trigger or worsen rapid cycling.31,32 These adverse events appear more common with noradrenergic antidepressants (such as tricyclics) and dual-acting agents (such as venlafaxine) compared with SSRIs.3133 While the risks appear clearer when antidepressants are used as monotherapy,34 they are less clear when they are combined with a mood stabiliser or an antipsychotic.30,33 The threshold used in trials for switching to mania (ie, induction of full mania) ignores both the precipitation of the considerably more common subthreshold mixed states and any impact on the cyclical pattern of the illness. Until more definitive data emerge, the precautionary principle should guide treatment, and use of prescribed antidepressants should be limited. Some clinical features, such as mixed states and rapid cycling, predict greater risk with antidepressant therapy.

Other biological therapies include electroconvulsive therapy and transcranial magnetic stimulation (see Fitzgerald, Non-pharmacological biological treatment approaches to difficult-to-treat depression);35 however, these have not been extensively studied in BD.36

Psychosocial and lifestyle therapies

The mixed aetiology of bipolar depression, with a combination of biological, social, personality, trauma, lifestyle and substance misuse determinants, should guide the development of personalised treatment packages. Evidence-based psychosocial therapies should be integrated into a management plan that is tailored to the individual’s profile.37 Long-term adjunctive psychosocial interventions with an interpersonal or cognitive focus, such as CBT, family-focused therapy (FFT) and interpersonal and social rhythm therapy (IPSRT), have been found to help people with BD recover more quickly from acute depressive episodes and to improve social functioning.38 FFT and CBT have also shown positive results in preventing depressive relapse.39 These therapies include psychoeducation about the illness and treatment, training in phase-specific illness management strategies, lifestyle regulation and problem solving that can be tailored to the needs of the patient and his or her family. As well as having elements in common, psychosocial approaches emphasise different aspects.40 For example, CBT focuses on helping the person to restructure negative thinking patterns. IPSRT assists people to come to terms with the losses and changes connected with having BD and to regulate their activity and sleep. These disparate elements can effectively be brought together in a comprehensive care model.41

Family therapy or psychoeducation groups for caregivers may help family members adjust to the illness and learn communication skills and ways to provide informal support.40 Improved family relationships and social support can have a positive effect on depressive symptoms.37 Group therapy approaches also have social support benefits. Group psychoeducation was found to reduce bipolar relapse and depressive symptoms during 5 years of follow-up, especially for people with 14 or fewer previous episodes.42

In terms of their effect on bipolar depression, some psychotherapeutic approaches may be more helpful for those with less chronic patterns of illness and comorbidity.43 Due to neurocognitive difficulties, people with more severe and frequent bipolar episodes may respond better to less cognitively taxing interventions.42 New psychosocial treatments are currently being explored, such as combining elements of CBT with cognitive remediation treatment, or more experiential types of therapy, such as mindfulness-based cognitive therapy. This latter treatment shows promising results in improving cognitive functioning and reducing depressive symptoms.44

There is also a considerable body of evidence that lifestyle factors such as substance use, diet, smoking and exercise influence the development of depression in BD, and these factors should be the target of individualised interventions. For example, more specialised psychosocial treatments that address both the BD and a substance use disorder may be preferable.45 Supplementation with omega-3 fatty acids has shown effectiveness in reducing depressive symptoms in patients with bipolar depression.46 An integrated approach to psychosocial treatment focusing on nutrition, weight loss, exercise and wellness treatment has recently shown benefits in reducing depressive symptoms in a small number of patients with BD.47 This type of approach is the next logical step in the implementation of evidence-based interventions.

Special populations

Although BD is inherently complex,13 clinical trials frequently have extensive inclusion and exclusion criteria that limit their generalisability. There is therefore little evidence for effective treatments for complex presentations, including treatment-resistant BD; comorbidity with anxiety or substance misuse; bipolar depression in younger people, pregnant women and older people; and the needs of those at different illness stages.

Conclusions

Bipolar depression is the most common and difficult-to-treat phase of BD. There is a high incidence of subsyndromal symptoms in the disorder, which result in residual functional impairment and erosion of quality of life. Barriers due to stigma, acceptance, availability of treatment and psychoeducation need to be overcome to limit non-adherence to treatment and risk of relapse.48

The therapeutic benefits of any treatment choice need to be balanced against risk,49 and a long-term outlook is essential. In the context of a collaborative alliance between the patient and clinicians, continuous monitoring is also crucial. Pharmacotherapy should be integrated into a personalised psychosocial and lifestyle package of interventions that considers the person’s clinical profile and preferences.50 The treatment recommendations offered here are based on an evolving and incomplete evidence base, and should be used in conjunction with clinical judgement. Given that it is the predominant illness phase of BD, and the extant literature is patchy, high-quality trials of bipolar depression should be a priority.

Depression and dementia

This is a republished version of an article previously published in MJA Open

Depression and dementia are common syndromes in older people and are usually managed by general practitioners. Comorbidity compounds the impact on patients, carers and health services.13 Yet, the relationship between the two is complex — features overlap and each seems to be a possible risk factor, symptom or consequence of the other. Thus, identification and effective management of depression in people with dementia remains a challenging task in clinical practice.

This article provides a clinically oriented selective review of current knowledge about depression in dementia, specifically aimed at primary care practitioners. Practice pearls are provided (Box 1). Although the literature overwhelmingly focuses on Alzheimer disease, here we also discuss mild cognitive impairment and other types of dementia. Mild cognitive impairment refers to a clinical status where a patient performs below norms on cognitive tests but does not have dementia. Either the patient or someone who knows him or her well should have noticed a change from premorbid cognitive function. Statistically, people with mild cognitive impairment are at increased risk of developing dementia over time, although the individual risk can vary significantly.4

Epidemiology

Reported rates of depression in dementia vary substantially, depending on the population sampled, means of assessment and definition of caseness. Overall, most well conducted population-based studies report prevalences between 8% and 30%.1,5,6 In hospitalised patients and nursing home residents, the prevalence may be over 40%.1,5 Variance in prevalence estimates is greater in studies of mild cognitive impairment.6 A recent review of depression in mild cognitive impairment found median proportions of 44% in samples of hospital-based patients and 16% in community-based samples.1 The limited studies investigating depression in people with vascular dementia, Lewy body dementia or dementia associated with Parkinson disease suggest that depression may be more common in these syndromes than in Alzheimer disease.1

Reported risk factors include female sex, earlier age at dementia onset,7 a past history of depression or emotional problems,7,8 and recent losses.8 There is some evidence that, contrary to conventional wisdom, stage of dementia and insight into the diagnosis have little impact on depression rates.1,9

The consequences of depression in people with dementia include increased burden on patients and caregivers,10 increased caregiver depression,10 exacerbation of cognitive and functional decline,3,11,12 more dementia-related behavioural disturbance,13 poor outcomes from other medical or surgical interventions,3,14 earlier admission to nursing homes, and increased mortality.12,1517

Relationship between dementia and depression

There is substantial academic interest in the relationship between depression and dementia, particularly regarding the direction of causality and possible disease mechanisms. There is now reasonable evidence that a history of depression is a risk factor for developing dementia, particularly when the depression occurs early in life or is severe.18 Conversely, incident depression occurring temporally close to the onset of cognitive impairment may represent very early or prodromal symptoms of dementia itself.1,1921

A neuropathological mechanism common to both conditions, such as cerebrovascular disease or hippocampal atrophy, has been suggested.2226 However, as with most psychiatric illness, the literature does not consistently support any “neat” pathophysiological hypothesis. It is likely that a complex intertwining of multiple factors is variably involved in different individuals.

Assessment

Depression in people with dementia remains underdiagnosed, particularly in residential care settings.27,28 Disease, patient, clinician, family and system-level factors may all hinder accurate assessment.

Depression may present differently in people with comorbid dementia, particularly when the dementia is advanced. Although typical major depressive disorder (MDD) is seen, the clinical picture often lacks prominent sadness, hopelessness and guilt and is, overall, less severe.29 Anxiety, psychomotor retardation, loss of energy or appetite, anhedonia, irritability, delusions and hallucinations may all be more common (and prominent) than in people without dementia. These symptoms can also be part of the dementia itself or suggest delirium.3,24,30 Unexpected or rapid change in mood, cognitive deterioration, or increased behavioural and psychological symptoms of dementia (eg, disinhibition, agitation, anxiety or aggression) may be the only indicators of superimposed depression.13

Conventional techniques and instruments for assessing depression may not be reliable or practicable in people with dementia. When obtaining a patient history, patients may underreport, and their carers overreport, symptoms of depression.10 As dementia advances, cognitive and communication difficulties may also hamper assessment of the intrapsychic symptoms of depression, including subjective mood states, thoughts about oneself or others, and general outlook for the future. The use of standardised questionnaires is helpful only if they are validated in this population, which is not the case for many of the common depression rating scales.31

A useful scale is the Cornell Scale for Depression in Dementia (CSDD; Box 2).32 There are also modified Diagnostic and statistical manual of mental disorders, 4th edition (DSM-IV) criteria for MDD that include the diagnosis of Alzheimer disease.33 In Australia, the CSDD is incorporated into the Aged Care Funding Instrument, which is used to determine the funding allocated to aged care facilities for individual residents. However, due to limited time and staff in such facilities, attention to completing the CSDD is often cursory, and the results rarely alter management for individual residents. Moreover, serial evaluations are uncommon.28 Regularly combining use of rating scales with a thorough history would improve detection rates.

Obtaining as much history as possible regarding mood and behavioural symptoms from the patient and carers, such as family or residential care staff, is essential, particularly when communication difficulties are evident. This should be repeated at regular intervals (eg, 6-monthly) or if there is any evidence of a significant change in behaviour.28,34,35 It is important to enquire about a past history of depression and past treatments for depression, as well as family history, medical history, and drug and alcohol history. Physical illnesses, prescription medications, functional disability, social isolation, life stressors, bereavement and other losses are also important, as they may increase vulnerability to depression.1,29

Where there is clinical suspicion of depression (eg, change in mood or any difficult-to-explain change in behaviour), definitive treatment is usually worthwhile, especially when communication difficulties due to dementia act as a barrier to obtaining a detailed history.

Management

Management of a patient with depression and dementia should encompass biological, psychological, social, cultural and spiritual factors, particularly those that may have precipitated or may be perpetuating the depression.

A focused physical examination and investigations are essential to exclude any treatable medical cause for low mood. Such causes are more likely to be present in older people and may include physical illness and prescription medications. Common medical causes of depressed mood are listed in Box 3, and important screening investigations for an organic cause are listed in Box 4. Patients also frequently present with physical illness and depressed mood where there is a known association, but it is neither causal nor reversible (eg, depression and ischaemic heart disease). Overall physical health should be reviewed and optimised, and the depression should be specifically treated. Addressing vascular risk factors is particularly important.

Risks associated with depression in people with dementia must be considered throughout, as they may determine the type, location and urgency of treatment. Every patient with depression should be asked directly but sensitively about suicidal thoughts, plans and intent (Box 5). Suicide risk also depends on available protective supports, supervision and the patient’s access to means. Other risks include harm to others or to relationships due to agitation, aggression or irritability; loss of accommodation or a move to institutional care; and medical compromise. Generally, most depression in people with dementia can be managed in the community.

Pharmacotherapy

Recent studies, including a large, double-blind, randomised, placebo-controlled trial of the selective serotonin reuptake inhibitor (SSRI) sertraline and the noradrenaline–serotonin specific antidepressant (NaSSA) mirtazapine in people with Alzheimer disease,16 and a meta-analysis of seven placebo-controlled trials of antidepressants,17 have failed to demonstrate effectiveness of antidepressant medication for depression in the context of dementia. However, these studies may have had significant limitations, including significant heterogeneity between studies in the meta-analysis, that affected their conclusions.36 Earlier trials found antidepressants beneficial.37 Pharmacological therapy, particularly SSRIs, may exert some degree of protection against the negative effects of depression on cognition when people are also taking cholinesterase inhibitors.38 Cholinesterase inhibitors themselves may slow the rate of cognitive impairment and progression to Alzheimer disease in patients with depression and mild cognitive impairment,39 although this finding is preliminary and not without controversy.

Thus, the effectiveness of antidepressant medications in this population is currently in question. Studies that included patients with mild depressive symptoms,16,40 thought to respond poorly to medication, may have diluted any response seen in those with more severe illness. A small trial of patients with dementia and DSM-IV-diagnosed MDD (ie, with relatively more “severe” symptoms) did find sertraline effective on measures of global response, as rated by two psychiatrists, and on changes on standardised rating scales.37 Conversely, a sensitivity analysis in another study, including only patients with higher CSDD scores, failed to show any effect of antidepressants.16 It remains too early to draw definitive conclusions about the treatment role of antidepressants for this patient group.

One study group considered possible indicators for early antidepressant treatment, such as past history of antidepressant response, present or past suicide risk, and high distress levels.36 This seems a reasonable approach in clinical practice. A risk–benefit approach, tailored to the individual patient, should be employed. Antidepressant medication may also be considered in patients taking cholinesterase inhibitors for cognitive enhancement,38 or where depression is associated with a deterioration in cognition or development of behavioural and psychological symptoms of dementia. In patients with mild depression, non-pharmacological strategies should be attempted first.

Cautious prescribing is paramount in older people, as they are more susceptible to medication side effects, often have multiple comorbid physical illnesses, and may be taking medications that can interact with anti-depressants. There must be a clear plan to monitor efficacy and adverse effects. Data regarding the rate of adverse events are conflicting, but such events may be significantly increased.16,17 Hyponatraemia is of particular concern and should be screened for. The adage “start low and go slow” (a low starting dose, with small and slow dose titrations) should be followed to avoid potential side effects. However, many older patients may still require similar doses of antidepressants to younger adults.

There is little evidence that any class of antidepressants is superior.17 Newer antidepressants such as SSRIs, NaSSAs or serotonin–noradrenaline reuptake inhibitors (venlafaxine, desvenlafaxine and duloxetine) are thought to be associated with fewer side effects and drug interactions, and to carry less risk in overdose, compared with tricyclic antidepressants, although this assumption has been challenged.41 The decision to commence any antidepressant medication should include consideration of the adverse effects associated with the particular drug and the vulnerabilities of the individual patient.

There is no research regarding management of difficult-to-treat depression in dementia. A systematic review of difficult-to-treat depression in older people (including studies that did not exclude people with cognitive impairment) identified only three randomised drug trials, including one placebo-controlled trial.42 The authors concluded that lithium augmentation was the only treatment for which there was consistent evidence.

Failure to respond to antidepressant medication should prompt review of the diagnosis, patient adherence to medication, and the dose and duration of treatment. Following this, difficult-to-treat depression in people with dementia is an indication for referral to specialist services.

Non-pharmacological management

Patients with cognitive impairment may benefit from many types of psychotherapy. Any specific causes of psychological distress should be addressed. In older patients with dementia, these are often manifold and may include boredom, loneliness, restricted access to meaningful activities, and overstimulation.

Music and recreation therapy have demonstrated moderate effect sizes for depression in dementia, including in severe dementia.24,43 Planning recreational activities that the person used to enjoy in the company of someone he or she appreciates may enhance response. Regular physical activity has been shown to improve mood, including in people with dementia.43

For people with mild dementia, empathic education may aid adjustment to their diagnosis. Formal, structured therapies, including cognitive and interpersonal therapies, may also have some role.44 Validation therapy, using empathic activities such as handholding and singing, has also demonstrated effectiveness over that achieved through general “social contact”.43

Cognitive impairment has conventionally been viewed as a relative contraindication to electroconvulsive therapy (ECT), largely due to the potential for cognitive side effects. However, a recent review of ECT in people with depression and dementia suggested that it can be effective and that cognitive side effects are not universal.45 Any decision to commence ECT needs to be thoroughly considered by a specialist psychogeriatrician.

Familial or institutional carers should be involved throughout the process of assessment and management. They are often best placed to notice a change in behaviour that may indicate depression and can be enlisted to provide some of the non-pharmacological treatment approaches. Education about the diagnoses will likely improve carers’ abilities in both regards. They also face a significant burden in caring for a person with dementia and depression. Due consideration should be given to this burden and the impact on the mental health and quality of life of the carers themselves.

Conclusions

Depression is common in people with dementia, and the relationship between mood and cognitive symptoms is complex. The nature of this relationship, disease stage, and environmental and clinician factors all contribute to underdiagnosis and undertreatment. Although evidence regarding antidepressant treatment is limited and equivocal, there is no cause for therapeutic nihilism. Organic causes of depressed mood should be excluded, physical health optimised, and medications, where possible, rationalised. Best management includes individually tailored psychosocial strategies and, in moderate to severe depression, judicious use of antidepressant medication with a “start low, go slow” approach. Regular review and effective engagement of carers are both essential and may have significant positive impacts for patients and carers. Difficult-to-treat or complex depression is an indication for specialist referral.

1 Practice pearls

  • Consider early dementia in older people who present with new-onset depression

  • Regularly assess patients with dementia for depression (eg, 6-monthly), especially if they are in residential care

  • Consider any difficult-to-explain change in mood or behaviour as possible depression

  • Exclude physical illness or medications as a cause for depressed mood

  • Antidepressants may be helpful in moderate to severe depression: start low and go slow, monitor for therapeutic effect, and monitor for side effects

  • Incorporate psychological and social interventions as usual practice, tailored to the cognitive abilities of the patient

  • Involve and consider carers in both assessment and management, including issues of carer burden

2 Summary of Cornell Scale for Depression in Dementia32

Symptom domain*


Mood-related

Anxiety

Sadness

Lack of response to pleasant events

Irritability

Behavioural disturbance

Agitation

Slowed movement

Physical complaints

Reduced activities

Physical signs

Appetite loss

Weight loss

Fatigue

Cyclic functions

Mood worse in morning

Problems falling asleep

Waking during night

Waking earlier than usual

Disturbed thinking

Suicidality

Poor self-esteem

Pessimism

Delusions


* Score up to four symptoms per domain, for
a total score per domain of 0–8. Scoring system: A = unable to evaluate; 0 = absent;
1 = mild or intermittent; 2 = severe. A total score of over 10 is suggestive of depression and an indication for further investigation.

3 Common organic causes for low mood

Physical

Medication


Hypothyroidism

ß-blockers

Congestive cardiac failure

Calcium channel blockers

Cerebrovascular disease and stroke

Digoxin

Other intracerebral lesion

Steroids

Delirium

Alcohol withdrawal

4 Screening investigations for patients presenting with low mood

  • Full blood examination

  • Electrolyte screen

  • Renal function

  • Liver function

  • Thyroid function

  • Consider cerebral imaging

5 Ways of asking about suicidality

  • Has it seemed that life is not worth living?

  • Do you wish that you were dead?

  • Have you any thoughts of ending your life?

  • Have you planned what to do?

  • Do you intend to carry it through?

  • Is there anything or anyone that would stop you ending your life?

Psychosocial treatment approaches to difficult-to-treat depression

This is a republished version of an article previously published in MJA Open

Despite adequate first-line treatment for depression, 50%–60% of patients remain symptomatic.1 These people require more outpatient visits and psychotropic medications than do those who respond to initial treatment,2,3 and they continue to have impaired social and occupational functioning and morbidity from other illness.4 This difficult-to-treat depression (DTTD) is therefore a considerable burden in the community, and current management options are only partially effective.57

There are several approaches to defining DTTD.5,8,9 A common pragmatic conceptualisation is that of treatment-resistant depression, usually defined as a failure to respond to one or more adequate trials of antidepressants. Emerging themes that may explain the occurrence of DTTD in patients include coexisting psychiatric and medical conditions, environmental and contextual factors, inadequate diagnosis and treatment, medication non-adherence, and issues such as low self-esteem, hopelessness and cognitive reactivity.

Psychosocial interventions are widely used in the treatment of major depressive disorder (MDD)10 but are less routinely applied in DTTD, despite some evidence of their efficacy.11,12 A possible reason for this is the dominance of biological treatments in the research literature for DTTD.5,11,13 A systematic review of randomised trials using psychotherapy for DTTD identified only six unique studies, all but one of which showed efficacy for psychotherapy in DTTD.12 Biological approaches to the management of DTTD are outlined elsewhere in this supplement (see Chan et al, and Fitzgerald).8,14 Here, we consider the role of psychosocial interventions.

We conducted a review of publications examining psychosocial interventions in DTTD using search phrases including: treatment-resistant depression, refractory depression, treatment-refractory depression, psychosocial, psychology, CBT, therapy, and risk factors. Articles identified included review papers, uncontrolled pilot studies, case reports and randomised controlled trials (RCTs).

Links between psychosocial factors and DTTD

Medical and psychiatric comorbidity

Patients with depression, particularly those with chronic depression or DTTD, often have coexisting medical and psychiatric conditions.7,15,16 In patients with comorbid depression and medical conditions (eg, thyroid disorders, infections, neurological conditions), the depression is often untreated or unrecognised because of shared symptoms.7 The United States National Comorbidity Survey found most lifetime cases of depression were secondary to another psychiatric disorder and that 75% of people with depression had another psychiatric disorder.17 Anxiety and depression often coexist, so that patients with a diagnosis of depression commonly experience an anxiety disorder, such as generalised anxiety disorder, obsessive–compulsive disorder or panic disorder (see Tiller).18,19 Alcohol and other substance dependencies and personality disorders also frequently coexist with depression,1,18 and recent studies have begun to identify “hidden” bipolarity features as significant factors for treatment resistance.20 Complexity and comorbidity should be considered the norm.7,15 These comorbidities complicate the clinical picture, worsen the depression, and make it difficult to treat.

Environmental and contextual factors

Patients with a diagnosis of depression, and specifically DTTD, often experience a range of negative environmental or contextual factors, such as family conflict, financial distress, work stress or job loss, poor-quality interpersonal relationships and social support, poor social adjustment, and other serious life events.1,4,5,15,21 Adverse health behaviour such as obesity, sedentary lifestyle and smoking are also identified risks for people with MDD.22 A recent systematic review of 25 primary studies involving 5192 patients with chronic depression identified that negative social interaction and low levels of social integration coexist with chronic depression.16 There is consensus that late onset of depression, family history of DTTD, and severity or chronicity of depression are also risk factors for treatment resistance.15,18

Inadequate diagnosis and treatment

Depression in primary care appears in many guises. Two-thirds of patients with depression initially present with one or more physical symptoms,23 and comorbid anxiety, personality traits, addictive behaviour and bipolarity can all potentially alter the clinical presentation. Furthermore, although there are probably different types of depression, such as melancholic, hopeless or situational depression,24 these heterogeneous presentations are often treated as though they are the one condition.

If a patient has not responded fully to the first-line treatment, it is always necessary to review the diagnosis and the treatment. Antidepressant medication and psychotherapy are both recommended as first-line treatments, either alone or in combination, for patients with mild to moderate MDD.25 However, these treatments are not always equally efficacious. For example, there is evidence that depression characterised by severe hopelessness responds poorly to antidepressants.26 Coexisting psychiatric disorders and medical illnesses require treatment in their own right if the treatment for depression is to be successful.16

Similarly, persisting contextual factors need to be taken into account when making a comprehensive diagnosis of the situation. Continuing stressors, or poor resources and coping skills, have a ceiling effect on the level of improvement that can be expected from pharmacotherapy alone.2,6

Medication non-adherence

Patients with depression often do not take, forget to take, or cannot be bothered to take their medication.18 This non-adherence to antidepressants is explained partly by personality characteristics,27 the strength of the doctor–patient alliance,28 intolerable side effects,18 and health beliefs and stigma.29 Patients’ attitudes and beliefs are at least as important as side effects in predicting adherence to medication.29 Furthermore, the depression, anhedonia and secondary demoralisation (the “giving up”, “can’t be bothered”, “it won’t help” attitude) that so often accompany depressive illness reinforce the likelihood of non-compliance.

Low self-esteem, hopelessness, anhedonia and cognitive reactivity

Individuals with chronic depression that is difficult to treat tend to experience significant low self-esteem, anxiety, demoralisation, hopelessness, and lack of joy and drive (anhedonia).21,30 In some people, these may be lifelong traits; in others, they may be activated by the depression.30 Nevertheless, people with treatment-resistant depression have more negative affect and dysfunctional cognitions than those with non-resistant depression,31 and people who experience repetitive and unhelpful thinking about depression tend to have prolonged depressive symptoms.30,32 Severe and persistent depression occurs when there is a recurring reinforcing relationship between depressed mood and negative cognitive processing. This phenomenon, in which the symptoms of depression and secondary beliefs maintain each other, producing a continuous cycle of reinforcement, is described as cognitive reactivity or cognitive vulnerability.30,32

Usefulness of psychological interventions

Patients’ thinking and behaviour play a large role in determining outcomes of treatment for depression32 and are thus prime candidates for intervention through a psychosocial treatment regimen. Evidence-based psychological therapies can be used to explore and overcome interpersonal difficulties, health beliefs and stigma, medication non-adherence, anhedonia and ruminative thinking, and can assist with the behavioural changes necessary to encourage patient activation and full recovery.

Psychological therapies with Level I evidence for use in depression are cognitive behaviour therapy (CBT), interpersonal psychotherapy (IPT), family-based therapy (FBT) and brief psychodynamic psychotherapy (BPP). Mindfulness-based cognitive therapy (MBCT) has Level III evidence for depression.10 All these therapies are brief and manualised, which allows them to be applied in a reliable way, such that their efficacy can be examined in research trials.

While considerable research has demonstrated the effectiveness of psychotherapeutic interventions in MDD, there has been substantially less investigation of these in DTTD.5,12 A recent critique of current novel antidepressant and brain stimulation therapies for treatment-resistant depression contended that psychotherapy substantially increases response rates in non-psychotic depression, and that the restrictive definition of treatment-resistant depression should be expanded to include failure to respond to psychotherapy.33 Several other case studies, reviews, uncontrolled pilot studies, open studies and RCTs provide evidence for the use of psychotherapy in DTTD.6,31,32,3436 The range of potential psychosocial treatments for DTTD is shown in the Box.

A patient-centred approach involving adequate education, assessing a patient’s motivation and readiness for treatment, preparing the patient to accept treatment, and communicating realistic treatment expectations is an important clinical skill that has been shown to facilitate medication adherence.37 CBT and regular contact with the treating clinician may encourage medication adherence during treatment of depression.13

Cognitive behaviour therapy

A recent systematic review of 13 articles, representing seven RCTs with a total of 592 patients, concluded that psychotherapy had utility in managing treatment-resistant depression.12 Six of the trials used cognitive therapy. CBT was mostly used to augment antidepressants, but in two trials it was a standalone treatment, delivered in 16 sessions. The review concluded that primary care providers should consider psychotherapy as a reasonable treatment option for treatment-resistant depression.12 In another study, improvements in social functioning and reductions in depressive symptoms were observed after group CBT, and were maintained at 12-month follow-up.11 A combination of CBT and medication was found to be effective in patients with chronic depression and those with residual symptoms.38

CBT techniques are useful in dealing with some of the specific risk factors associated with DTTD.12,16,21,35 For example, the maladaptive cognitions and behaviour that perpetuate chronic depressive symptoms can be modified by CBT techniques such as cognitive restructuring.12,21,35 Activity scheduling, social skills training and other behavioural interventions can help overcome anhedonia, interpersonal or social problems, and coexisting anxiety.12,21,36

Interpersonal psychotherapy

There is considerable evidence that IPT is effective in treating depression, particularly around improving the quality of social relationships and interpersonal skills.10 There is little research about the effectiveness of IPT in DTTD, but it has been recommended for the treatment of chronic depression.39 IPT, as an additional or standalone treatment, has been found to be beneficial in people with recurrent MDD.40 Features of IPT that make it potentially beneficial in treating people with DTTD or chronic depression include: attention to the therapeutic alliance and the patient’s readiness to change; the case formulation that considers issues of attachment, culture, self-definition and interpersonal relatedness; and its addressing of effects of trauma, abuse or insecure attachment on patterns of relating and interpersonal sensitivity.41 IPT can also help deal with aspects of grief, relational conflict and role transition that may be intrinsic parts of the depression or consequences of it.

Family-based therapy

FBT is designed to improve communication and resolve conflicts between family members. There is considerable evidence that family therapy is effective in treating depression, particularly as individuals with depression report significant problems in multiple areas of family functioning.10 However, there is little research evidence regarding its efficacy in DTTD. Family members of patients with depression experience change in their own lives because of the depression.2 The way in which family members respond to the depression can have a significant effect on whether the patient will engage in treatment, as well as the duration of the depressive episode.2 There is a need for research to identify the precise mechanisms of change activated through FBT. A meta-analysis of research conducted in a related area — family therapy as an adjunct treatment for chronic disease interventions — showed it was efficacious, but which components of the therapy led to the change are still not understood.2 Nevertheless, outcome benefits of FBT have been found after five sessions.2

Brief psychodynamic psychotherapy

There is considerable evidence that BPP is effective in treating depression, particularly in helping patients overcome problems in regulating complex feelings,10 but there is little research about its effectiveness in DTTD. In a small sample of 10 patients with treatment-resistant depression who were provided with about 12 sessions of BPP, substantial functional and symptomatic gains were associated with the therapy.35

Mindfulness-based cognitive therapy

Studies have shown that MBCT, which combines CBT with mindfulness techniques, is effective in reducing relapse rates in people with multiple episodes of depression.42 MBCT has also been shown in pilot studies to be useful in people with DTTD.31,32,36 A single RCT showed MBCT to be effective in chronic depression.43 MBCT is useful in decreasing ruminative thinking, as well as in changing the relationship the patient has with his or her unhelpful depressive thoughts and feelings, anhedonia, low self-esteem and feelings of hopelessness.31

Conclusions

The goal of treatment for patients with depression is remission of symptoms, coupled with a return to a state of functioning and wellbeing. In clinical practice, antidepressant medications are frequently used, as they seem at face value to be more cost-effective than a course of psychotherapy. However, there is strong evidence to support the use of psychological treatments in depression in general, and a smaller amount of evidence to support its use in DTTD and chronic depression.

It is clear that DTTD is often accompanied or complicated by a range of primary or secondary psychological and interpersonal issues that may benefit from attention through non-pharmacological techniques. Before deeming a patient’s DTTD to be “treatment-resistant”, a thorough assessment should be made to determine whether the depressive symptoms are being complicated by coexisting medical, psychiatric, personality, environmental or social factors. It is also crucial that patients are educated about their depressive illness and the potential contributing factors. The importance of medication adherence needs to be emphasised, and the patient should be supported through regular contact with the treating clinician. Specific psychological therapies should be offered to assist with dysfunctional thinking (depressive thoughts and ruminations) and behaviour (non-compliance, addictions), comorbid anxiety, social integration (to increase social support), and rehabilitation (to engage in productive work). If the patient is ambivalent about accepting treatment, an exploration of health beliefs and motivation through therapy would be useful.

The effective treatment of a person with depression is a multidisciplinary concern involving a doctor and a psychologist, and sometimes a psychiatrist. Communication among health professionals is important, as is engagement with the patient’s family, to ensure there is a comprehensive and integrated plan of recovery. Combining pharmacotherapy with a range of cognitive, behavioural and interpersonal strategies is seemingly beneficial. However, there remains a need for more well conducted quality trials investigating effectiveness of psychosocial interventions in DTTD.

Factors associated with difficult-to-treat depression and psychological interventions that can help

Medical and psychiatric comorbidity (cancer; endocrine, heart or inflammatory disease; substance dependency; anxiety disorders; personality disorders; bipolarity):

  • Clarification and differentiation of comorbid psychiatric conditions, including contribution of personality

  • Specific treatment of anxiety disorders and addictive behaviour

Environmental and contextual factors (family and relational conflict; social and interpersonal problems; financial distress; work stress or job loss; weak social supports; serious illness; other serious life event):

  • CBT: behavioural interventions and problem-solving techniques can be useful in developing social skills and resolving interpersonal difficulties

  • IPT: can address social and interpersonal issues, work stress, job loss and adjustment to life events or change. Helps patient understand how these problems lead to becoming distressed and depressed and facilitates making appropriate changes or adjustments

  • FBT: to address the manner in which family members interact, so as to improve family relationships and communication, reduce stress and increase support

  • BPP: to explore and work through conflicts within oneself and with others that affect relating and coping styles (eg, avoidance or denial, need for approval). Draws on the patient’s accounts of current and past relationships, and the relationship with the therapist (transference)

Inadequate diagnosis and treatment (comorbidities; types of depression [melancholic or anhedonic, demoralisation or hopelessness, situational reaction]; unresolved environmental influences):

  • Review of psychiatric, social and psychological aspects of diagnosis

  • Specific treatments for comorbidities (eg, CBT for anxiety disorders)

  • Cognitive therapy for hopeless depression; remoralisation therapy for demoralisation

  • Problem solving for unresolved social stressors

Medication non-adherence:

  • Psychoeducation

  • Review of health beliefs, stigma and attitudes to depression and medication

  • Support of motivation for recovery

Low self-esteem, hopelessness, anhedonia and cognitive reactivity:

  • CBT: to help combat hopelessness, other negative thoughts and unhelpful core beliefs associated with low self-esteem. Scheduling of pleasant events can (paradoxically) be effective in anhedonia. Exposure and relaxation (eg, deep breathing exercises) reduce anxiety. Motivational interviewing helps motivation and patient activation. Activity scheduling can help increase activity level, which increases physical exercise and hedonic activity

  • MBCT: to facilitate relaxation and, through encouraging acceptance, help reduce avoidance behaviour, give patient a different attitude and “relationship” to depressive thoughts, and decrease rumination

CBT = cognitive behaviour therapy. IPT = interpersonal psychotherapy. FBT = family-based therapy. BPP = brief psychodynamic psychotherapy. MBCT = mindfulness-based cognitive therapy.

Non-pharmacological biological treatment approaches to difficult-to-treat depression

This is a republished version of an article previously published in MJA Open

It is well recognised that depression frequently does not respond to standard pharmaceutical treatment and psychotherapy techniques.1,2 Non-pharmacological biological treatments have a long history of use in difficult-to-treat psychiatric illnesses such as depression. With increasing recognition of the frequency and impact of difficult-to-treat depression and a variety of technological developments, the past 10 years have seen a dramatic increase in interest in development of novel brain stimulation techniques. Here, I provide an overview of the characteristics and current status of development of non-pharmacological biological treatments for depression (Box).

Electroconvulsive therapy

Electroconvulsive therapy (ECT) is the most widely used and effective non-pharmacological biological treatment for depression and remains the most effective treatment for difficult-to-treat depression. Its use is particularly indicated when a rapid antidepressant response is required, such as in highly suicidal patients.

Although ECT has been in use for well over 50 years and is a commonly applied clinical tool, questions regarding optimal methods of administration remain. Cognitive side effects, especially anterograde and retrograde amnesia, remain problematic, as does the substantial stigma associated with this treatment in the community. Over the past 10 years, slow progress has been made in refining ECT administration techniques, especially focused on trying to achieve maximum therapeutic benefit with minimal cognitive side effects. Studies have tended to confirm that right unilateral ECT at sufficient intensity has similar efficacy to bilateral treatment,5 although bilateral treatment may result in a more rapid clinical response. Bifrontal stimulation has not proven to be a substantial advance over other more traditional approaches.5 Considerable focus has also been given to the use of ultra-brief pulse-width stimulation to try to minimise cognitive side effects. Similar efficacy has been reported in some studies,6,7 although response to ultra-brief treatment may take longer than standard approaches8 or be somewhat less than the response to bilateral treatment.9 ECT can be life-saving, especially in urgent clinical situations, and remains a valuable tool for patients with severe depression that does not respond to other therapies.

Repetitive transcranial magnetic stimulation

Repetitive transcranial magnetic stimulation (rTMS) is a novel, non-convulsive brain stimulation technique that involves the repeated application of a time-variable magnetic field to superficial areas of the cortex through a stimulating coil held above the scalp.10 Magnetic fields applied at sufficient intensity to the brain will induce electrical activity in cortical neurones, including depolarisation. Repeated stimulation of local groups of neurones will result in changes in local cortical activity and the stimulation of distal brain regions through the activation of projecting neurones. High-frequency rTMS (pulses applied at 5–20 Hz) is known to increase local cortical excitability, and low-frequency stimulation (usually 1 Hz) has the opposite effect.11 In a therapeutic context, rTMS is usually provided in sessions lasting between 20 and 45 minutes, 5 days a week, for 3–6 weeks.

In the initial studies, high-frequency rTMS was applied to the left dorsolateral prefrontal cortex (DLPFC), following observation of this brain region as underactive in patients with depression.12 Many sham-controlled studies, including two large multisite trials, have investigated the efficacy of this form of stimulation. Several meta-analyses have summarised the results of these trials, with the more recent analyses showing clear positive antidepressant effects. For example, in a meta-analysis involving 30 trials and 1164 patients, there was a highly significant effect of active treatment compared with placebo on the average reduction in depression severity scores (P < 0.001).13 The included trials involved a mixture of patients with treatment-resistant and non-treatment-resistant depression and produced effect sizes (typically moderate) similar to those seen with antidepressant medication.13 Trials have also compared rTMS with ECT, but substantial inequalities in the treatments provided in these studies (eg, the number of treatment sessions) make interpretation of the results problematic. Both of the two large multisite trials (one independently sponsored and one industry sponsored) showed greater antidepressant effects of active rTMS compared with sham treatment.14,15 Remission rates (usually defined as a reduction of rating scale scores below a certain low cut-off) were similar to those seen in medication trials with comparable patient populations.

The result of these trials has been the development of clinical rTMS programs in several countries, including the United States, Canada, Germany and Australia. One rTMS device was licensed for depression treatment in the US in 2008 and is now used in over 200 clinical services. The first publicly funded rTMS treatment program in Australia commenced operation in Victoria in early 2012. Despite this clinical progression, substantial questions remain regarding the optimal methods for rTMS application. High-frequency stimulation to the left DLPFC is not the only effective method for rTMS application. There is evidence for the equivalent efficacy of low-frequency stimulation applied to the right DLPFC and interest in the development of bilateral methods of stimulation.16 Stimulation efficacy may be found to improve with the use of better brain site targeting and possibly with novel, more complex stimulation methods. Research is also required to define the best methods of maintenance rTMS.

Generally speaking, rTMS treatment is safe and well tolerated.17,18 There is a very low risk of incidental seizure induction, and some patients find the procedure uncomfortable, or it may produce a transient headache. Switch to mania in patients with bipolar disorder is also possible. However, overall rates of treatment adherence are very high and no other major adverse consequences have emerged, despite more than 15 years of clinical trials. rTMS is likely to be a suitable approach for patients in whom one or more medication treatment trials have failed but who do not require a rapid antidepressant response that would justify immediate ECT.

Magnetic seizure therapy

Magnetic seizure therapy (MST) is a technique that combines both rTMS and ECT. During MST, a high-powered rTMS device is used to induce a seizure as an alternative to the electrical current used in ECT. The procedure is otherwise performed in a similar manner to ECT, involving a general anaesthetic and muscle relaxant.

The potential for MST arose from the observation that it might be possible to dissociate the therapeutic benefits of ECT from its cognitive side effects — specifically, that the benefits might arise through the induced seizure but the side effects from the electrical method of seizure induction. Studies investigating the safety of MST have been conducted for more than 10 years, supporting the notion that magnetic seizure induction does not appear to produce substantial cognitive side effects. Therapeutic studies have been limited until recent years by the power of stimulation devices. Trials using rTMS stimulation at up to 100 Hz are now being conducted, with early data suggesting similar therapeutic efficacy to ECT, with a benign cognitive profile.19 For example, in the first small randomised comparison, response rates (defined as a 50% reduction in Montgomery–Åsberg Depression Rating Scale scores) were 60% for MST and 40% for ECT.19

Substantive clinical trials of MST are required to establish its efficacy. However, it could be relatively rapidly taken up in clinical practice, using established ECT infrastructure, if its benign cognitive profile is matched by substantial therapeutic efficacy.

Transcranial direct current stimulation

Brain activity can also be changed with the application of a very low-voltage electrical current, termed transcranial direct current stimulation (tDCS). This technique was first proposed in the 1950s, but there has been a resurgence of interest in the past 10 years as studies have demonstrated clearly that it has definite biological effects. When a low-amplitude (1–2 mA) direct current is applied to the brain through two surface electrodes placed on the scalp,20 cortical activity under the anode (positive electrode) is increased due to a shift in membrane polarisation that results in secondary synaptic effects. In contrast, activity under the cathode is reduced.

Observation of these effects led to interest in the use of anodal stimulation applied to the left DLPFC for treating depression. The efficacy of this approach has been assessed in a series of small randomised controlled trials, and the results have recently been summarised in a meta-analysis that included six trials (involving a total of 96 active and 80 sham treatment courses).21 A positive antidepressant effect was noted across this limited sample. In a recent single-site study with a larger patient sample (n = 64), tDCS produced a greater reduction in mean depression rating scale scores than did sham stimulation, although there was no difference in response rates and no patients achieved remission status.22 Although no large studies have yet been published, the safety profile of tDCS appears promising. The procedure can result in local irritation or headache, but these effects appear to be predominantly transient.23,24

tDCS shows promise as an antidepressant treatment but remains in very early stages of development. Its potential applicability is wide, as tDCS machines can be produced at very low cost, offering the possibility of it being made available in less affluent countries.

Vagus nerve stimulation

Vagus nerve stimulation (VNS) is a procedure involving the surgical implantation of a pulse generator (similar to a pacemaker) in the chest, connected to a stimulating electrode attached to the vagus nerve in the neck.25,26 Stimulation of the vagus nerve results in activation of a variety of subcortical brain structures, which may reduce seizure frequency in refractory epilepsy and also has antidepressant effects.

Following approval of VNS for treating epilepsy, trials investigating its antidepressant activity were conducted. Initial open-label efficacy data were promising, although a multisite randomised trial produced disappointing results, with a very low response rate no different from that for sham stimulation.27 However, long-term follow-up suggested that a small group of patients do respond to VNS, even if they have a long history of illness and treatment resistance.27 Response appears to take some time to develop but persists with continued use.27 The main side effects with VNS include an alteration of voice, neck discomfort, cough and dysphagia.28

VNS treatment for depression has been approved in the US since 2005 for patients in whom at least four medication trials have failed, but similar approval has not been granted in Australia and VNS is not commonly used in this country for this indication.

Deep brain stimulation

Deep brain stimulation (DBS) is the most invasive of the modern brain stimulation approaches to the treatment of depression and other difficult-to-treat psychiatric disorders, such as obsessive–compulsive disorder. Like VNS, DBS was developed for a neurological indication — Parkinson disease — where it is relatively widely used. It involves the implantation of a pulse generator connected to two stimulating electrode wires, which are surgically placed in specific brain regions. Four electrodes are located at the ends of the wires. After implantation, a clinician adjusts a variety of stimulation parameters, including voltage, pulse width and frequency, to try to achieve symptom abatement.

DBS trials in depression have focused on two brain regions. The majority of patients have received implantation in the white matter next to the subgenual anterior cingulate cortex, an area of the brain repeatedly identified in brain imaging studies as related to antidepressant response. Response rates to stimulation in patients with highly difficult-to-treat depression have been reported as around or greater than 50%, with persistent benefit over a 3-year follow-up period.29 Response rates close to 50% have also been seen in small groups of patients who received implantation in the anterior limb of the internal capsule or in the nucleus accumbens at its ventral end. For example, in 15 patients, stimulation of the internal capsule resulted in a 40% response rate at 6 months and a 53% response rate at final follow-up (at a mean of 23.5 ± 14.9 months).30

Side effects can arise with the DBS surgical procedure, as well as with the stimulation. The former can include haemorrhage, seizure induction, infection (usually superficial) and other anaesthetic complications, which are fortunately uncommon. Side effects related to stimulation can include the induction of lowered mood, fear and anxiety.31 These are reversible — a substantial advantage over the lesional psychosurgical procedures that DBS has mostly replaced.

Considerable attention has been attracted to the use of DBS in recent years but, because of its invasive nature, it is likely to remain reserved for patients with the most severe and difficult-to-treat depression. Although mostly being provided in clinical trials, it has already replaced the use of lesional psychosurgery in most countries where it is being evaluated. Further research is required to define its role and the most effective method of administration.

New and emerging approaches

Several techniques that are yet to move into the clinical domain are in the early stages of exploration as potential ways of modulating brain activity. For example, recent research has demonstrated that low-intensity ultrasound has the capacity to produce neuronal depolarisation, possibly through the mechanical stimulation of ion channels.32 This potential application of ultrasound differs from the use of high-intensity ultrasound as a means of ablating tissue and involves intensities not associated with tissue damage. Research is also investigating the application of low-field magnetic stimulation, following the observation of mood changes with specific magnetic resonance imaging paradigms33 and the effects of other forms of cranial electrical stimulation. Stimulation of the cortical surface with epidurally implanted electrodes has also demonstrated some antidepressant potential in very early pilot-stage research.34

Conclusions

Non-pharmacological biological approaches, mostly in the form of ECT, have contributed to the management of depression for many years, and there is currently a rapid expansion of potential therapeutic tools in this area. rTMS is increasingly being used in clinical practice, and other treatments such as VNS have been approved for use in some jurisdictions. Other approaches, some with considerable apparent potential to contribute to the clinical management of depression, are in earlier stages of evaluation. As some of these treatments, such as rTMS, require new clinical infrastructure, the development of services is likely to be inconsistent and variable for some time. Ongoing work is required to define which treatments are likely to be most useful, and in which patient groups.

Characteristics of brain stimulation treatments for depression

Electroconvulsive
therapy

Repetitive transcranial magnetic stimulation

Magnetic seizure
therapy

Transcranial direct
current stimulation

Vagus nerve
stimulation

Deep brain
stimulation

Type of intervention

Convulsive

Non-convulsive

Convulsive

Non-convulsive

Surgical

Surgical


Established treatment indications*

Severe depression

Difficult-to-treat depression

Catatonia

Emergency treatment of depression
requiring urgent
clinical response

Difficult-to-treat depression

Failure to tolerate
other treatments
for depression

One failed
medication trial (United States3)

Difficult-to-treat depression
(four failed
medication trials
in US4)

Likely or possible treatment indications

Severe
depression

Difficult-to-treat depression

Difficult-to-treat depression

First-line treatment
of depression

Highly
difficult-to-treat depression

Efficacy

Well established, response rates
> 50%

Well established, response rates
< 50%

Limited data,
response rates
> 50%

Limited data suggest response rates
< 50%

Moderately well established data, response rates < 50%

Limited data,
response rates
> 50%

Safety

Risks associated with general anaesthesia

Memory impairment, possibly other cognitive side effects

Well tolerated

Very low risk of
seizure induction

No cognitive
side effects

Risks associated with general anaesthesia

No apparent substantial cognitive side effects

Well tolerated

May produce skin
irritation, headaches

No serious adverse events reported

Moderately well
tolerated

Voice and throat effects may persist

Implantation-
associated risks:
seizure, haemorrhage, infection

May reversibly
produce a range of adverse effects

Status in Australia
in 2012§

Widely available
in public and
private settings

Available in private services in some states; public services developing

Research only (Victoria)

Research only
(Victoria,
New South Wales)

Research only
(New South Wales)

Research only
(Victoria)


* In some countries, not necessarily Australia. Based on completion of adequate trials. Response rate is usually defined as a 50% or greater reduction of mean total score on a predetermined rating scale, usually the Hamilton Depression Rating Scale, with treatment. § Location of known trials and services indicated.

Pharmacological treatment approaches to difficult-to-treat depression

This is a republished version of an article previously published in MJA Open

It is widely accepted that at least one in three patients with depression will not respond adequately to a series of appropriate treatments.1 There have been several approaches to defining this difficult-to-treat depression. One recently developed proposal is the Maudsley staging method — a points-based model of degrees of treatment resistance, which takes into account details of the specific treatments employed and the severity and duration of the depression.2 Another widely used and more straightforward definition is the failure to respond to two adequate trials of antidepressants from different pharmacological classes.3

Here, we use a pragmatic definition of difficult-to-treat depression — failure to respond to an adequate course of a selective serotonin reuptake inhibitor (SSRI) antidepressant. This was the definition used in the Sequenced Treatment Alternatives to Relieve Depression (STAR*D) trial in the United States,4 which was funded by the National Institute of Mental Health and is the single biggest study on sequenced treatment for depression and investigated rates of improvement in patients who had failed to respond to an SSRI. In this article, we draw liberally on the findings of the STAR*D trial, as well as other studies of difficult-to-treat depression.

STAR*D: a real-world study

The STAR*D trial used a series of treatment steps, premised on an initial failure to achieve remission after an adequate course of an SSRI. This approach reflects the reality of primary care and specialist treatment of depression in Australia (and most countries), whereby most patients who require antidepressants are initially treated with an SSRI. The trial recruited “real-world” patients with depression, including patients who are usually excluded from formal randomised controlled trials (RCTs), such as those with chronic symptoms, comorbid psychiatric and physical disorders, and substance misuse. STAR*D used a four-step approach for each patient, with the three potential steps after the initial SSRI comprising the main options developed over decades for difficult-to-treat depression: switching, augmenting or combining antidepressants. It used “remission” rather than the usual measure of “response” as its outcome. Remission refers to achieving nil or minimal depressive symptoms, whereas response is usually defined as a 50% reduction in symptoms. In clinical practice, both practitioners and patients aim for remission rather than response.

Studying almost 3000 patients, STAR*D found that, although 50% of patients responded to the initial trial of an SSRI, only a third achieved the more clinically meaningful outcome of remission. Furthermore, the final remission rate, even after four potential treatment steps, was only 70% (ie, 30% of patients did not remit with up to four different antidepressant treatment approaches). This finding reflects the reality of clinical practice and highlights the need to employ the best available evidence in the management of people with complex depression.

Two limitations of STAR*D need to be acknowledged: some of the treatment choices used are not approved for the treatment of depression in Australia, and there was a low retention rate of subjects in the latter phases of the trial.

Structuring management

In this article, we cover the main pharmacological strategies used in the management of difficult-to-treat depression (Box 1). The studies we refer to have mainly focused on patients with unipolar depression (major depressive disorder). While targeted towards people with difficult-to-treat major depressive disorder, some of the recommendations we give may also be relevant to those with difficult-to-treat bipolar depression.

Increasing antidepressant dose

A number of studies have demonstrated the value of increasing the antidepressant dose to the maximum tolerated level approved in the product information. While early RCTs reported the superiority of high-dose fluoxetine (60 mg/day) over some augmentation strategies,5 later systematic reviews found limited evidence to support high-dose SSRI usage in difficult-to-treat depression.6 However, there is stronger evidence for the effectiveness of increasing the dose of other categories of antidepressants, particularly tricyclic antidepressants (TCAs) and the serotonin–noradrenaline reuptake inhibitor venlafaxine.6,7 For some TCAs (but not other antidepressants), monitoring serum levels may be useful in achieving optimal clinical response.

Switching to another antidepressant

There are three main issues to consider with this approach. Is switching to a second antidepressant an effective strategy? Does this switch need to be to a different class of antidepressants? When should a switch occur? Recent evidence has suggested that antidepressants may have a faster onset of action than initially thought,8 with most guidelines suggesting that treatment changes should be considered if no response is seen after 4 weeks.7

After failure to respond to initial treatment with an SSRI, there is strong evidence for switching to another antidepressant, but inconsistent evidence as to whether this needs to be a non-SSRI antidepressant or a different SSRI. One meta-analysis has reported a small but significant advantage (relative risk [RR], 1.29) of switching from an ineffective SSRI to a non-SSRI antidepressant (bupropion, mirtazapine, venlafaxine) compared with a second SSRI.9 In an RCT, venlafaxine was found to be superior to paroxetine in achieving response and remission.10 Other studies have reported that patients who had failed a trial with an SSRI responded to TCAs (imipramine,11 nortriptyline12). In an earlier study, patients who did not respond to two tricyclic antidepressants significantly improved with the monoamine oxidase inhibitor tranylcypromine.13 The STAR*D trial, however, demonstrated no significant differences in response rates between patients who switched to a second SSRI (sertraline) or to other classes of antidepressants (bupropion, venlafaxine).14 Consistent with this, a large systematic review concluded that treatment response was similar whether patients switched to a second SSRI or another class of antidepressants.15 Overall, and contrary to intuition, the accumulated evidence suggests no clear advantage of switching to a non-SSRI compared with a different SSRI.

Augmenting with a non-antidepressant agent

Augmentation involves adding a non-antidepressant drug to ongoing antidepressant therapy to which there has been no or only partial response. Here, we review the evidence for several well studied augmentation strategies.

Lithium

The evidence for lithium augmentation of antidepressants is very strong. One meta-analysis found lithium augmentation of TCAs and SSRIs significantly more effective in achieving response than augmentation with a placebo (odds ratio [OR], 3.11; 95% CI, 1.80–5.37), with a number-needed-to-treat of 5.16 Another meta-analysis reported a number-needed-to-treat of 3.8.17 Lithium augmentation was less efficacious in the STAR*D trial, but patients were prescribed suboptimal doses because of concern about adverse effects.18

Atypical antipsychotics

The atypical antipsychotics studied as augmentation agents include risperidone, quetiapine, olanzapine and aripiprazole. Two meta-analyses have confirmed the efficacy of this strategy. The first included 10 RCTs and concluded that risperidone, quetiapine and olanzapine were effective as augmentation agents (RR, 1.75).19 The other meta-analysis reported similar findings for aripiprazole (OR, 2.0).20

Thyroid hormone (triiodothyronine)

One meta-analysis reported triiodothyronine (T3) augmentation of TCAs to be twice as likely to achieve response as placebo.21 A further meta-analysis found that T3 augmentation significantly accelerated the treatment response of TCAs.22 A systematic review that included three open-label studies and one RCT supported T3 augmentation of SSRIs.23 In the STAR*D trial, remission rates were not significantly different between patients with difficult-to-treat depression whose SSRI was augmented with T3 or lithium, but T3 augmentation was associated with a lower side-effect burden.18 Thyroxine (T4) augmentation has not been extensively investigated.

Other augmenting agents

Lamotrigine is an anticonvulsant for which there is strong evidence of prevention of depressive recurrences in bipolar disorder.24 While early clinical reports suggested lamotrigine may have a similar effect in unipolar depression,25 two RCTs26,27 and a systematic review28 have so far failed to demonstrate significant reductions in depressive symptoms in patients with difficult-to-treat depression receiving lamotrigine augmentation.

Methylphenidate is used clinically for depressed patients with significant apathy and fatigue, particularly on the eastern seaboard of the US. Although early open-label studies suggested efficacy, two recent RCTs have reported no significant benefit of methylphenidate augmentation.29,30

Modafinil, which is less likely than other stimulants to cause dependence, has also been investigated as a potential augmenting agent, although at present data supporting its use are very limited.31,32

Pindolol has been reported to accelerate the speed of response to SSRIs. However, this β-blocker did not enhance the antidepressant action of SSRIs in three RCTs.3335

Combining therapy with another antidepressant

It has been hypothesised that the synergistic effects of two antidepressants with different mechanisms of action may enhance response in difficult-to-treat depression. One of the earliest RCTs to test this theory reported greater efficacy from combining desipramine and fluoxetine, compared with monotherapy with either agent.36 Mirtazapine added to SSRI therapy was reported to improve outcome in one RCT.37 However, the widely used mirtazapine–venlafaxine combination was not found to be superior to monotherapy with tranylcypromine in a trial of patients whose depression had failed to respond to three medication trials.38 The citalopram–bupropion combination yielded similar remission rates in patients with difficult-to-treat depression as those who received augmentation with buspirone.39

It should be noted that while bupropion is approved as an antidepressant in the US, it has never been approved for this indication in Australia, where it is only approved for reducing craving on cessation of smoking. Prescribers also need to be aware of the risk of serotonin syndrome when combining two different antidepressants.40

Future possible pharmacological strategies

As excessive glutamatergic activity has been hypothesised to cause depression, drugs that modulate N-methyl-d-aspartate (NMDA) receptors have attracted interest. Ketamine is an NMDA receptor antagonist, and ketamine infusion has demonstrated rapid (within 4 hours) and significant antidepressant effects in patients with difficult-to-treat depression.41 Riluzole, which decreases glutamate release and has been shown to be efficacious in treating amyotrophic lateral sclerosis, has shown promise in an open-label study of depression.42 There have been no RCTs of riluzole in depression or difficult-to-treat depression. Preclinical studies have suggested zinc, a non-competitive NMDA receptor antagonist, may be another augmentation option, but robust clinical trial data are currently lacking.43 In view of the cholinergic system being implicated in depression, agents that act on acetylcholine receptors are also being investigated. Scopolamine is an antimuscarinic drug that has been reported to significantly relieve depression in patients with major depressive disorder.44 Mecamylamine is a nicotinic acetylcholine receptor antagonist that showed promise in a preliminary study as an augmentation agent in patients responding poorly to SSRIs.45

Treatment recommendations

Before adopting a new pharmacological strategy for a patient with difficult-to-treat depression, some general clinical issues should be considered (Box 2). Furthermore, the use of psychological interventions or other physical treatments such as electroconvulsive therapy (see Casey et al, Psychosocial treatment approaches to difficult-to-treat depression;46 and Fitzgerald, Non-pharmacological biological treatment approaches to difficult-to-treat depression47) should be considered at each step in management.

Although there is no strong evidence for the order of implementing pharmacological strategies for difficult-to-treat depression, we recommend the following: i) increase antidepressant dose; ii) switch to different antidepressant; iii) augment with a non-antidepressant agent; and iv) combine antidepressants (Box 3). Sometimes it may be more appropriate to consider augmentation before switching antidepressants, particularly if there has been partial response to the antidepressant treatment. In addition to the benefits associated with each of these options, prescribers need to be aware of the potential for side effects and the need for close monitoring with all of these strategies. In general, specialist assistance should be sought if augmentation or combining antidepressants is being considered.

1 Pharmacological strategies for difficult-to-treat depression

  • Increasing antidepressant dose

  • Switching to another antidepressant

  • Augmenting with a non-antidepressant agent

  • Combining therapy with another antidepressant

2 Clinical factors to consider when assessing a patient with difficult-to-treat depression

  • Possible missed diagnoses such as bipolar disorder, major depressive disorder with psychotic features, other psychotic disorders such as schizophrenia, primary anxiety disorders, or primary personality disorders

  • Unresolved psychosocial issues (eg, ongoing relationship difficulties or unemployment)

  • Treatment non-adherence (consider measurement of serum antidepressant levels)

  • Rapid antidepressant metabolism (consider genotyping
    of relevant metabolising enzymes, such as cytochrome P450 2D6)

  • Inadequate antidepressant trial (ie, suboptimal dose
    and/or duration)

  • Comorbid psychiatric illnesses: anxiety disorders, substance use disorders

  • Comorbid medical illnesses: endocrine disorders
    (eg, hypothyroidism), neurological disorders (eg, cerebral neoplasm, multiple sclerosis), autoimmune disorders
    (eg, systemic lupus erythematosus)

  • Concurrent medications: antihypertensives
    (β-blockers, calcium-channel blockers), steroids, anti-Parkinsonian drugs (bromocriptine, levodopa) or interferon, which may exacerbate depression

3 Pharmacological treatment recommendations for difficult-to-treat depression

1. Increase antidepressant dose

  • The maximum tolerable approved dose should be prescribed for at least
    4–6 weeks

2. If nil or partial response, consider switching to another antidepressant

  • Different SSRI

  • Non-SSRI antidepressant (such as venlafaxine or other SNRI, mirtazapine, TCA, monoamine oxidase inhibitor or bupropion*)

3. If nil or partial response, consider augmenting with a non-antidepressant agent

  • Lithium

  • Atypical antipsychotic

  • Triiodothyronine

4. If nil or partial response, consider combining antidepressants

  • SSRI + mirtazapine

  • Mirtazapine + venlafaxine (or other SNRI)

  • SSRI + TCA

  • SSRI + bupropion*

SSRI = selective serotonin reuptake inhibitor. SNRI = serotonin–noradrenaline reuptake inhibitor. TCA = tricyclic antidepressant.
* Bupropion is not approved for the indication of depression in Australia.

Mental health reform: increased resources but limited gains

Improved population-level prevention and service access is needed

The National Mental Health Report1 is the prime vehicle for monitoring the mental health system reform agenda outlined in the Australian Government’s National Mental Health Strategy. We consider here what the 2013 report tells us about the progress of that agenda.

First, we know that mental health expenditure, after 18 years of mirroring growth in overall health spending, in the 2010–11 financial year accounted for an increased proportion of health spending within the health sector. The direct-care workforce employed in mental health services increased by 72% between 1992–93 and 2010–11.

Second, the mix of services provided has improved. Inpatient care has moved from stand-alone psychiatric hospitals to psychiatric beds in general hospitals, while state and territory funding of ambulatory care services increased by 291% from 1992–93 to 2010–11. Between 2006–07 and 2010–11, the percentage of the population receiving Medicare-funded primary mental health care services rose from 3.1% to 6.9%, correlating to Medicare Benefits Schedule expenditure on mental health services increasing from $474 million to $852 million.

Encouragingly, gains have also been made in other areas. Rates of use of licit and illicit drugs that contribute to mental illness in young people have decreased. For example, in 2010, 19% of 14–29-year-olds used cannabis, compared with 36% in 1998.1 The suicide rate has also decreased since the introduction of the National Suicide Prevention Strategy in the late 1990s.2 Mental health literacy, particularly in relation to recognising depression and beliefs about treatments, has improved since 1995.3

However, much remains to be done in other areas. The prevalence of mental disorders appears to be unchanged,4,5 although methodological differences between the 1997 and 2007 surveys complicate any comparison. Employment participation rates have either decreased (from 64% to 62% for employment participation among working-age Australians with a mental illness) or remained unchanged (employment and education participation rates for Australians aged 16–30 years with a mental illness). Access to stable housing also remains largely unchanged.

The National Mental Health Strategy aims to reduce both the prevalence and severity of mental illness. Reducing prevalence involves both primary prevention and increasing access to effective services to reduce the duration of illness in those who already have symptoms. It is notable that increases in expenditure have largely focused on clinical services and, while it is encouraging to see the progress in this area, it is likely that the gains have been largely due to population health efforts, despite these having received a comparatively small amount of funding. For example, both the National Drug Strategy and the National Suicide Prevention Strategy have an emphasis on population prevention. beyondblue is also likely to have played a key role in improving mental health literacy related to depression.6 And MindMatters, a mental health and wellbeing framework for secondary schools, and KidsMatter, designed for primary schools, may also have assisted mental health literacy improvements.7

The low level of resource allocation to population mental health initiatives is seen in the section of the National Mental Health Report outlining key actions taken under the Prevention and Early Intervention priority area. The great majority of resources are targeted towards headspace and early psychosis youth centres, which, though valuable, are oriented towards treatment rather than prevention. The lack of attention to population-level mental health promotion and mental illness prevention is striking.

To reduce the prevalence of mental illness, considerably greater federal and state government-funded population health action is needed. This action should consider the developmental origins and risk factors over the life course, beginning with support for families during pregnancy and early childhood and continuing with programs such as online and school-based cognitive behaviour therapy and whole-school-based bullying prevention interventions.8 Mental health promotion in workplaces, the community and the aged care sector is likely to play a key role in preventing mental disorders in adults. Investing in population mental health strategies is cheap compared with the costs of specialist mental health services, but if successful will reduce future demand for these services.

Occupational impact of internet-delivered cognitive behaviour therapy for depression and anxiety: reanalysis of data from five Australian randomised controlled trials

The Australian Government has invested about $180 million into online mental health and telephone crisis support services,1 and Australian researchers are international leaders in the development of online mental health programs.2 Internet-delivered cognitive behaviour therapy (iCBT) courses are efficacious for anxiety and depressive disorders (the number needed to treat is about two); they significantly reduce symptoms and disability associated with these disorders.2

Depression and anxiety are associated with high levels of occupational disability.3 They are the leading cause of sickness absence in most developed countries and account for about 35% of disability benefits.4 Left untreated, these disorders can lead to significant costs to employers, government, individuals and society.5

A few studies have shown that treatments for anxiety and depression improve occupational functioning. In depressed individuals, antidepressant medication has been shown to increase work productivity6 and psychodynamic therapy (with or without adjunctive antidepressant medication) has been shown to reduce self-reported absenteeism.7,8 In individuals with anxiety disorders, face-to-face CBT has been shown to increase work productivity.9 For a range of anxiety and affective disorders, face-to-face CBT combined with occupational therapy has been shown to improve occupational functioning.10 Only one study, focusing on depression alone, has demonstrated increased productivity after iCBT.11

We examined data from five randomised controlled trials (RCTs) of anxiety and depression to assess whether completion of iCBT courses results in fewer work days being lost due to illness.

Methods

We used data from five RCTs conducted between 2008 and 2010 that established the efficacy of iCBT for depression (two trials, conducted from September 2008 to February 2009 and from June 2009 to January 2010),12,13 generalised anxiety disorder (two trials, conducted from March 2009 to June 2009 and from July 2009 to January 2010)14,15 and social phobia (one trial, conducted from May 2008 to July 2008).16 In each of these trials, participants were specifically asked about days absent from work (self-reported absenteeism). Data on reduced symptoms, presence of disorder and disability have previously been reported from these trials, but data on self-reported absenteeism have not. To ensure sufficient power to compare treatment effects across disorders, data from the two depression trials were combined, as were data from the two generalised anxiety disorder trials.

Participants: Recruitment of participants for the trials was done via a website (https://thiswayup.org.au). Participants completed questionnaires that included questions on severity and chronicity of symptoms and demographic details. Inclusion criteria were the same for the five trials: (i) meets Diagnostic and statistical manual of mental disorders (fourth edition) criteria for the disorder of interest, as determined by the Mini International Neuropsychiatric Interview Version 5.0.0;17 (ii) aged 18 years or over; (iii) no previous history of a psychotic disorder or drug or alcohol misuse; (iv) not actively suicidal, as determined by a risk assessment.

Only those employed in full-time or part-time work were included in our study, owing to concerns about the relevance of self-reported absenteeism among unemployed and casually employed individuals. Other reasons for excluding participants from our study were missing baseline Sheehan Disability Scale scores and missing baseline scores on diagnosis-specific questionnaires.

Interventions: The iCBT courses for depression, generalised anxiety disorder and social phobia each consisted of six online lessons, homework assignments, automated emails containing instructional material and resource documents. Part of the content of each lesson is presented in the form of an illustrated story about an individual who, with the help of a clinical psychologist, learns to gain mastery over his or her symptoms. All six lessons were to be completed within 11 weeks of commencing treatment. Scenes involving the workplace are included in each illustrated story. The control condition for each study was a waitlist period — participants were offered the intervention after 11 weeks had lapsed and the treatment group had completed the course. Comprehensive descriptions of each of the interventions are published elsewhere.1216

Outcomes: The primary outcome measure was self-reported absenteeism; this was defined as the number of days absent in the previous week and assessed by a question in the Sheehan Disability Scale — “On how many days in the last week did your symptoms cause you to miss work?”18 The questionnaire was administered immediately before treatment and 1 week after the final lesson of treatment.

Statistical analysis: Analyses were conducted using linear mixed-model repeated-measures analysis of variance with time (before v after) as a within-group factor and intervention (treatment v control) as a between-group factor. These analyses were conducted using the linear mixed-effects models (MIXED) procedure in SPSS, Version 19 (IBM), with a random effect for subject. This model was run with several different covariance structures specified on the REPEATED subcommand. Model fit indices and inspection of the variance–covariance matrix supported the specification of a diagonal covariance structure that assumes unequal variances and zero covariances.19 Analyses were conducted separately for the depression, generalised anxiety disorder and social phobia groups, as well as for the three groups combined. Effect sizes based on Cohen’s d were also calculated.

Ethics: All five trials were approved by the University of New South Wales Human Research Ethics Committee and registered with the Australian New Zealand Clinical Trials Registry.

Results

A total of 482 participants entered the five trials included in our study (Box 1). Mean age of the 306 participants who were eligible for inclusion in our study was 43 years (range, 18–68 years), and 214 of them (70%) were women. A total of 284 participants from this reduced sample (93%) provided data on absenteeism after completing the relevant iCBT course or after the waitlist period.

When data for the three disorders were analysed separately, reductions in self-reported absenteeism for participants who received iCBT were not significantly different to those for participants in the control groups (Box 2). However, when data for the three disorders were combined, participants who received iCBT reported halving their work loss days (P < 0.05) (Box 2).

Discussion

Using data from five RCTs of iCBT for anxiety and depressive disorders, we showed that iCBT was associated with reductions in self-reported absenteeism. Before treatment, rates of self-reported absenteeism were high, especially compared with the Australian average of 8.75 days per year.18

Relatively little is known about which interventions affect occupational attendance.20 The large sample size of our study and the RCT methods represent a significant contribution to knowledge in the area of occupational psychiatry.

Our study has some limitations. The outcome measures relied on self-reported data; however, similar self-reported data have been shown to correspond closely with objective measures of work attendance.21,22 Limited demographic data were collected, and the effect of potentially important background and clinical characteristics (such as socioeconomic status, occupation type, and comorbid mental and physical conditions) could not be determined. Despite the use of appropriate analytic methods, missing post-treatment data, while minimal, may have biased the results in unknown ways. We only included iCBT courses from one clinic, and participants were recruited from a website (they may differ clinically from those receiving face-to-face treatment). Finally, use of a waitlist period as the control condition may have led to overestimation of treatment effects.

The importance of considering occupational outcomes of treatment interventions goes beyond economic arguments. Patients want to be fully functional in their occupation and many find that the benefits of work help in their recovery. A recent review concluded that there was insufficient evidence to show that standard interventions for depression (pharmacological and psychological) improve occupational health outcomes in depressed workers.23 Against this background, our findings that iCBT generates significant occupational benefits in addition to reducing symptoms are important. Future research should focus on replicating these findings in other contexts — other disorders, other iCBT courses, and socioeconomic groups outside of Australia should be studied.

1 Participant flow diagram


RCT = randomised controlled trial. SDS = Sheehan Disability Scale.

2 Mean work loss days in the previous week before and after an 11-week internet-delivered cognitive behaviour therapy course or an 11-week waitlist period for patients with depression, generalised anxiety disorder and social phobia

 

Depression (n = 109)


Generalised anxiety disorder (n = 127)


Social phobia (n = 70)


Total (n = 306)


 

Before

After

Before

After

Before

After

Before

After


Estimated marginal mean (SE) for treatment group

0.86 (0.18)

0.41 (0.16)

0.60 (0.14)

0.40 (0.16)

0.41 (0.15)

0.18 (0.10)

0.64 (0.09)

0.35 (0.09)

Estimated marginal mean (SE) for control group

0.84 (0.24)

1.00 (0.20)

0.96 (0.19)

1.13 (0.22)

0.52 (0.23)

0.38 (0.15)

0.83 (0.13)

0.93 (0.12)

Effect size based on Cohen’s d*

0.34

0.29

0.10

0.32

P for reduction in work loss days

0.10

0.15

0.72

0.03


* Effect size between treatment group and control group. † P for reduction in work loss days in treatment group v control group.

Role of the medical community in detecting and managing child abuse

To the Editor: I thank Oates,1 and Gwee and colleagues2 for writing on the role of the medical community in detecting and managing child abuse. I would like to add to the points they make. Doctors have a crucial role in medical follow-up for children in out-of-home care. Many children in out-of-home placements have complex needs, with physical and mental health disorders.3 Placement breakdowns mean that some children lack consistency in medical follow-up, which can lead to complete treatment drop-out. This is a significant risk factor for children in care.4

Keeping the child health passport up to date can help with handover of medical conditions for children changing placements. General practitioners can assist with handover by keeping a log of prescriptions issued, with photocopies of private scripts.5 A doctor should highlight in the medical record when a patient is a child in care, making note of the name of the person who attends with the child, which organisation he or she works for, and details of the responsible government department and case worker. Such details can be useful to track a new abode for the child, particularly in the context of a missed appointment. Details of the guardian are also valuable when seeking consent for treatment.

Medication safety can be promoted through: carers leaving prescriptions at a designated pharmacy; weekly or fortnightly dispensing; use of Webster-paks; and the safe storage of medications by carers. The medical community can, with documentation and attention to prescribing, assist with the medical management of children in care.

Improving the mental health of the population: where to next?

The need for a national strategy on preventing mental disorders

During the 1990s, two national surveys were carried out in Australia that were very influential in guiding thinking about population mental health. The first was the National Survey of Mental Health and Wellbeing, which showed that mental disorders were common, disabling and undertreated.1 The second was the National Survey of Mental Health Literacy, which showed that many members of the public had negative views of the standard psychiatric treatments that were endorsed as effective by clinical practice guidelines and mental health clinicians.2,3

This “treatment gap” suggested a clear path to improving population mental health: we needed to get more people with mental disorders to seek help and receive evidence-based treatments.4 In Australia, efforts to achieve these aims were successful. There is now a greater willingness to be open about mental disorders and to seek help,5 and the Australian public’s beliefs about treatment of mental disorders have become much closer to those of professionals.6 Further, we have seen considerable increases in use of pharmacological and psychological treatments.7

However, the expected gains in population mental health have not been seen. Repeat population surveys since the 1990s, using screening tests for mental disorders, show no detectable reduction in symptoms.7,8 The one population gain that has been found is a reduction in the suicide rate, which roughly coincided with the introduction of the National Suicide Prevention Strategy in 1999.9

These observations raise the question of “where to next?” One option would be to continue to expand the reach of clinical services and reduce the treatment gap further. However, it could be argued that the marginal gains of reducing the treatment gap will become progressively smaller as treatment is applied to milder cases.

An alternative strategy is to have a greater emphasis on prevention.10 The prevalence of mental disorders is a function of incidence and duration. Prevention aims to reduce incidence, whereas treatment aims to reduce duration. We need a two-pronged effort aimed at both prevention and treatment, but the prevention prong is largely missing. It is notable that the reduction in suicide corresponded to the introduction of a strategy focused on population prevention. We need to build on this approach by developing a national strategy for the prevention of mental disorders.

Cade’s lithium: an extraordinary experiment with a not-so-ordinary element

Lithium research continues to yield benefits for treatment of bipolar disorder

To those familiar with the properties of lithium, it was no surprise that John Cade’s seminal article1 was, in 2004, the most cited in the history of the Journal, and was aptly described as a jewel in the crown.2 After all, lithium has long had royal status in clinical practice guidelines and is very much in its element in blue blood.3 Hence, the fact that another decade later Cade’s groundbreaking study has retained regal standing in the archives of the Journal is to be expected. But perhaps what is truly remarkable is the fact that lithium has recently strengthened its clinical profile in the pharmacological armamentarium presently used to treat bipolar disorder.4 This resurgence of interest reflects lithium’s enduring efficacy — put bluntly, it works. Lithium is arguably the best agent for the most critical phase of bipolar disorder, long-term prophylaxis, and as such it is the only true mood stabiliser.5 Boosting its profile further, lithium is both antisuicidal6 and neuroprotective.4

Unfortunately, lithium can be toxic, acutely so at high doses, but also at low doses when administered chronically, although the true risks have been somewhat exaggerated.7 As the only antimanic agent, it would be useful to understand its mechanism of action, so as to target those patients most likely to respond and to develop mimetics that can replicate lithium’s specific actions without reproducing its tolerability problems. Recent studies have identified genetic variations associated with lithium response,8 and potential lithium-like molecules are undergoing development.9 These ambitious endeavours aim to advance the treatment of bipolar disorder and, in doing so, will provide more robust means for defining the illness and equating diagnoses to disease. A lithium-responsive and lithium-defined subtype of bipolar disorder representing a biologically anchored phenotype could be called Cade’s disease.10 Alas, although this would be a tremendous acknowledgement, perhaps the eponym would be better suited to describing the remedy that he discovered.