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Difficult-to-treat-depression: what do general practitioners think?

This is a republished version of an article previously published in MJA Open

The social, economic and personal burdens caused by depression are substantial1 and well documented.2 Nonetheless, shortcomings in treatment of depression have been identified in both primary and specialised care, with respect to diagnosis, management and patient adherence.

Health professionals, including general practitioners, may be confused about diagnosis and management when clear definitions and acceptable taxonomy cannot be found. In the literature, terms including “difficult-to-treat depression”, “treatment-resistant depression”, “treatment-refractory depression”, “treatment-resistant major depressive disorder” and “major depressive disorder” are often used interchangeably,35 resulting in considerable confusion. Further problems arise because of a mismatch between current classification systems, such as the Diagnostic and statistical manual of mental disorders, fourth edition (DSM-IV) or the International Classification of Diseases, and the possible clinical phenotypes of mental disorders, particularly as they present in primary care.6 It has also been suggested that meaningful subtypes of depression might have different treatment outcomes, raising another clinical imperative for accurate diagnosis.

Against this background, we aimed to explore GPs’ understanding of the definitions of and management guidelines for difficult-to-treat depression (DTTD), and their experiences of diagnosing and managing patients with DTTD.

Methods

During 2011, a convenience sample of GPs from inner Melbourne, outer Melbourne and rural Victoria was recruited through Monash University networks using an email invitation, followed by telephone contact.7,8

A semi-structured interview schedule comprising five topics was developed from the literature to address the study aims.7,8 Topics explored were: (1) understanding of DTTD; (2) understanding of other terms used to describe DTTD; (3) experiences of diagnosing DTTD; (4) experiences of managing DTTD; and (5) management options.

A 90-minute face-to-face focus group was conducted with participants from inner Melbourne. Participants from outer Melbourne and rural Victoria each had a telephone interview of 15–30 minutes’ duration. The focus group and interviews were audiotaped and transcribed verbatim. Data were collected in the latter half of 2011 by one of us (K J).

Data were analysed manually and independently by two of us (K J, L P) using the framework method,9 to understand participants’ perspectives. When there was a difference of opinion between the two reviewers, the issues were discussed until consensus was reached.9

Results

Ten GPs were invited and all agreed to participate: five (two women, three men) from inner Melbourne participated in the focus group; three (all men) from outer Melbourne and two (one woman, one man) from rural Victoria had a telephone interview. All participants had been working in general practice for at least 15 years.

Findings are reported based on the interview schedule’s five topics. Quotes are attributed to participants of the focus group (FG) or those interviewed by telephone (GP).

1 Understanding of difficult-to-treat depression

Participants’ understanding of DTTD varied: some had never heard the term before, while others had an understanding that reflected most of the descriptions found in the literature. Most participants expressed confusion about the various terms used.

… in GP land, it [DTTD] is depression that hasn’t responded to the standard treatment with an antidepressant and some counselling with a psychologist (GP2)

Participants indicated they experienced challenges regarding duration of therapy and response, predictability, complexity, patient-centredness and a lack of acceptance of conventional treatment by patients.

… to me it means that it’s either [that] there are a complexity of factors that compound the treatment plan or that … either I or some other doctor already has had experience with various treatment modalities that have failed or been of limited success (GP5)

In spite of their efforts to understand and manage the condition, including consulting with psychiatrists and other health professionals, participants reported that some patients had suicided.

… I think GPs have a very different view of or define depression differently from psychiatrists (FG3)

… I can think of two cases [of patients] who have suicided and in both instances it was so complex … it’s really difficult to manage (FG2)

2 Understanding of other terms used to describe
difficult-to-treat depression

The participants were confused by the various terms used in the literature to describe DTTD. Most had not heard of treatment-resistant depression; one participant suggested that this term was linked to patients’ lack of acceptance of their problem and subsequent non-adherence to medication.

… in fact I even [checked] “Scholared” this afternoon just to make sure it [treatment-resistant depression] was a real entity (FG3)

… treatment-resistant means you’ve gone through a gamut of treatment options and still have major depression symptoms on your hands (GP1)

Most participants had an understanding of treatment-refractory depression. Their concepts of this included insufficient time being allowed for the treatment to improve the patient’s condition. Few participants had heard of treatment-resistant major depressive disorder, and those who had thought it was complex and may be a subtype of major depression. One participant thought the term described patients who had other psychiatric comorbidities.

… [treatment-resistant major depressive disorder] is this [DSM-IV] … is that a category? It’s just a bunch of words that have happened together basically to describe a category of people? (FG5)

3 Experiences of diagnosing difficult-to-treat depression

There was agreement among participants that only a small number of patients present to GPs with DTTD, but that they take up a disproportionate amount of clinician time. Diagnosis was considered difficult, particularly in cases complicated by coexisting conditions.

… I question the initial diagnosis, whether there’s something more going on, or whether there are some other methods of treatment which may be required (GP1)

Some participants used management guidelines, such as the DSM-IV, but felt they were not always helpful, as they were difficult to negotiate and apply to particular patients. Others suggested that diagnostic tests have an important role in ensuring any initial diagnosis is correct. The general consensus was that tight diagnostic labels may not help GPs, but that the term DTTD could be useful because it would flag patients who may require input from a specialist.

… the names, the labels, don’t mean that much, it’s the patient in front of me … that matters (GP2)

However, the value of referral to specialists was questioned by some participants.

… just knowing [patients] are difficult to treat doesn’t actually mean that they should go and see a psychiatrist or that going to see a psychiatrist changes the outcome at all. A lot of them, in that more or less major depressive sort of sphere, don’t actually respond to a psychiatrist or psychologist (FG3)

Participants generally felt that their relationship with the patient was important in managing them, but the option of involving family members was not mentioned.

4 Experiences of managing difficult-to-treat depression

All participants had managed patients with DTTD and often found it difficult.

… ongoing management, even if shared care, is still a difficult proposition (GP1)

… I’m considering a couple of patients with really long-term chronic pain, already on antidepressants; it’s just so hard to sort of tease out their mood and what’s going on (FG1)

Managing these patients was described as a team effort because there can be many exacerbating environmental factors, such as low socioeconomic status, social isolation and relationship conflict, that could be related to poor treatment outcome.

… some of the patients who don’t accept that they have a problem, they are really, really difficult (GP4)

Shared care was valued, particularly for patients who had been hospitalised or who had comorbidities. Participants felt they knew about the patients’ physical and family issues, but their level of concern about patients at risk led them to seek input from experts.

… GPs are much better at individualising treatment based on a bit more [of a] holistic approach, and that’s one reason why it’s difficult to get a treatment algorithm for all very seriously depressed patients (FG3)

Few participants knew about or had used available services, such as the Primary Mental Health Team initiative in Victoria, or government initiatives such as the Mobile Aged Psychiatry Service. Most participants were aware of the Medicare “Better Access” program.

… I didn’t realise you could claim for it [GP psychiatry support] (FG4)

5 Management options

Only one participant had heard of the Wagner chronic illness management model,10 but all acknowledged that a chronic disease management model can be useful in DTTD.

All participants had referred some of their patients with depression to a psychiatrist. Some did so because the patients had multiple needs, others when they felt they needed a psychiatrist’s opinion; some felt referring to a psychiatrist was reserved for severely ill or suicidal patients.

… if I’m getting uneasy, that to me is good enough to call for help, because [of] the consequences, I think [management is] better under specialist care (GP5)

However, accessing a psychiatrist was problematic because of lack of availability, especially of bulk-billing psychiatrists.

… there is a gross limitation of availability [of psychiatrists] in this rural region, so availability is a major issue; so is cost (GP1)

… I work in a bulk-billing practice and patients want to be bulk-billed, and we don’t have enough bulk-billing psychiatrists (GP3)

In the absence of an accessible psychiatrist, some participants used mental health care plans to refer patients to psychologists and social workers. Others used the services of the Primary Mental Health Teams.

… [in my area] for some patients, getting an appointment is a problem because all psychiatrists are private, but various patients now have a mental health care plan and they go to a psychologist (GP4)

… I use the Primary Mental Health Team; it’s a useful concept when, with this sort of complicated cases [and] you’re not quite sure, they will feed back information, then assist you in the management (FG2)

Regardless of cost and accessibility, the relationship between the specialist and the patient was felt to be particularly important.

… a significant challenge is to find a psychiatrist who’s compatible with the patient, and a significant proportion of the people who most need it can’t afford it and then they’ll be at the mercy of the public system, which has very limited access (GP5)

Most participants felt that non-pharmacological or complementary treatments and “lifestyle options” have a role in managing DTTD.

… there are patients who seek alternative treatments like hypnotherapy, St John’s wort, acupuncture, and I suggest lifestyle stuff, setting themselves an agenda for the day (FG5)

… I’ve got somebody [who is] connected with a church, and it’s been a real comfort and help for her, and another who I suggested meditation to (FG1)

Discussion

This small qualitative study of experienced GPs from urban and rural settings in Victoria raises a number of important issues regarding how GPs evaluate and respond to patients with DTTD.

Although participants demonstrated limited knowledge of the different classifications of DTTD, they had extensive experience in managing and treating patients whose illness was difficult to treat. They had little interest in the nuances of classification, and instead focused on the patient and what to do in practical terms regarding optimal management.

While all participants were aware in general terms of government initiatives that could provide support for patients with DTTD, there were gaps in their knowledge about the specific programs and resources available. Participants were also aware that specialist resources were limited, regardless of location. Thus, they used other management options, including non-pharmacological or complementary treatments. Few were enamoured of existing guidelines, finding them difficult to access and use.

Limitations of this study include the small number of participating GPs and the fact that all were from Victoria. However, they all had extensive clinical experience, and a number of themes relevant to DTTD were raised.

To improve management and treatment of DTTD in both primary and specialised care, resources need to be more available and accessible, including guidelines that are current and relevant to general practice in Australia. Overcoming barriers to accessing specialist and non-medical care should be seen as a priority in assisting GPs to treat patients with DTTD.

Difficult-to-treat depression

This is a republished version of an article previously published in MJA Open

What can GPs do when a patient with depression does not get better?

Depression remains a leading cause of distress and disability worldwide. In the 1997 Australian National Survey of Health and Wellbeing, 7.2% of people surveyed had experienced a mood (affective) disorder in the previous 12 months.1 Those affected reported a mean of 11.7 disability days (when they were “completely unable to carry out or had to cut down on their usual activities owing to their health”) in the previous 4 weeks. There was also evidence of substantial undertreatment: only 35% of people with a mental health problem had a mental health consultation during the previous 12 months. Of those with a mental health problem, 27% (ie, three-quarters of those seeking help) saw a general practitioner. In the 2007–08 Australian National Health Survey, not much had changed: 12-month prevalence rates were 4.1% for depression, 1.3% for dysthymia and 1.8% for bipolar disorder.2 These disorders were associated with significant disability, role impairment, and mental health and substance use comorbidity. Again, there was evidence of substantial unmet need, and again GPs were the health professionals most likely to be providing care. However, one change in the intervening period was a reduction in treatment with antidepressants.

While GPs have many skills in the assessment and treatment of depression, they are often faced with people with depression who simply do not get better, despite the use of proven therapies, be they psychological or pharmacological. This supplement aims to address some of the issues that GPs face in this context.

To set the scene, Shadow Minister for Finance Andrew Robb (doi: 10.5694/mjao12.10777) has provided an “insider’s view” of depression. We are grateful to Mr Robb for his eloquent exposition of what it actually feels like to have a depressive illness. His account should serve as an ongoing reminder that depression happens to a wide cross-section of people, that those people suffer, and that our therapeutic endeavours should always be delivered in the context of the individual. GPs are well placed in this regard, as they often have a longitudinal knowledge of the patient, understand his or her circumstances, stressors and supports, and can marshal this knowledge into a coherent and comprehensive management plan. Of course, GPs should not soldier on alone if they feel the patient is not getting better. The rest of this supplement outlines strategies that they might adopt in such cases.

In trying to understand what happens when GPs feel “stuck” while treating someone with depression, Jones and colleagues (doi: 10.5694/mjao12.10566) report a qualitative study that aimed to gauge the response of GPs to the term “difficult-to-treat depression”. They found that, while there was confusion around the exact meaning of the term, GPs could relate to it as broadly encompassing a range of individuals and presentations. Thus, the term has face validity, if not specificity. More specific terms such as “treatment-resistant depression” are generally reserved for a subgroup of people with difficult-to-treat depression that has failed to respond to treatment, with particular management implications.

A set of articles then tackles one scenario in which depression can be difficult to treat — in the context of physical illness. Depression is often expressed via physical symptoms, but the obverse is that people with chronic physical ailments are at high risk of depression, as outlined by Olver and Hopwood (doi: 10.5694/mjao12.10597). Pain syndromes, as discussed by Holmes and colleagues (doi: 10.5694/mjao12.10589), are particularly tricky, as complaints of pain require the clinician to accept them as “legitimate”, even if there is no obvious physical cause. The use of analgesics can create its own problems, including dependence. Patients with comorbid chronic pain and depression require careful and sensitive management and a long-term commitment from the GP to ensure consistency of care and support.

Depression (and anxiety) can also be seen in the context of cancer. This is in many ways understandable, given the existential issues raised by a cancer diagnosis, along with the pain and discomfort associated with the cancer and, often, its treatment. Couper and colleagues (doi: 10.5694/mjao12.10522) provide useful strategies to assist in assessing mood in people with cancer (eg, how to distinguish depression from demoralisation), as well as articulating treatment options.

Interest in the role of lifestyle factors in the development and persistence of mental illnesses is gaining momentum. Jacka and Berk (doi: 10.5694/mjao12.10508) detail the literature that supports an important role for exercise and diet in the management of depression, and provide useful practical tips to assist GPs in educating their patients about these issues. This should be an integral part of the comprehensive care of people with depression and can also help overcome associated physical health issues, such as obesity.

A series of articles then discusses the topic of psychiatric comorbidity in depression. In clinical practice, this is more common than not, and underappreciation of such issues can lead to suboptimal treatment outcomes. Beatson and Rao (doi: 10.5694/mjao12.10474) tackle the difficult topic of depression co-occurring with borderline personality disorder (BPD). People with BPD have, as part of the core disorder, a perturbation of affect associated with marked variability of mood. This can be very difficult for the patient to deal with, and can feed self-injurious and other harmful behaviour. The key to management is the provision of a therapeutic “holding environment” and therapeutic consistency. Use of mentalisation-based techniques is gaining support, and psychological treatments such as dialectical behaviour therapy form the cornerstone of care. Use of medications tends to be secondary, and prescription needs to be judicious and carefully targeted at particular symptoms. GPs can play a very important role in helping people with BPD, but should not “go it alone”, instead ensuring sufficient support for themselves as well as the patient.

Tiller (doi: 10.5694/mjao12.10628) provides an overview of anxiety in the context of depression. This is a very common comorbidity, can be associated with poor clinical outcomes and carries particular therapeutic challenges. A careful balancing of psychological and pharmacological interventions is required for optimal success. Another particularly problematic form of depression is that which occurs in the context of bipolar disorder. As Berk and colleagues (doi: 10.5694/mjao12.10611) show, firm data on how best to manage bipolar depression are surprisingly lacking. It is clear that treatments such as unopposed antidepressants can make matters a lot worse, with the potential for induction of mania and mood cycle acceleration. However, certain medications (notably, some mood stabilisers and atypical antipsychotics) can alleviate much of the suffering associated with bipolar depression. Specialist psychiatric input is often required to achieve the best pharmacological approach. For people with bipolar disorder, psychological techniques and long-term planning can help prevent relapse. Family education and support is also an important consideration.

Schizophrenia is an often disabling condition associated with a broad lack of integration in society, low levels of income, lack of gainful employment, and high rates of physical health problems (notably cardiovascular disease) and substance use. It is hardly surprising that people with schizophrenia are at high risk of depression, but this is often missed clinically or the symptoms are simply attributed to the core illness. Bosanac and Castle (doi: 10.5694/mjao12.10516) provide clinical clues to assessing mood in people with schizophrenia, and outline potential therapeutic strategies. GPs play a crucial role in the comprehensive care of people with schizophrenia, and a high index of suspicion for depression should be part of this.

Curran and colleagues (doi: 10.5694/mjao12.10567) address what is likely to become a more common scenario with an ageing population — depression in the context of dementia. This is a complex clinical presentation, and requires vigilance, careful monitoring, and appropriate liaison with other members of the care team and the patient’s family. The treatment of depression in people with dementia requires particular care, and attention must be given to avoiding any deleterious effects of prescribed antidepressants or other agents.

The final three articles in this supplement cover treatment strategies for patients with depression that does not respond adequately to usual first-line and second-line treatments. Chan and colleagues (doi: 10.5694/mjao12.10495) provide a succinct account of potential pharmacological interventions for treatment-resistant depression, which has failed to respond to an adequate course of an antidepressant, although they point out the paucity of definitive evidence-based research in this area. This is a scenario in which GPs should consider specialist psychiatric review for their patients. Fitzgerald (doi: 10.5694/mjao12.10509) details non-pharmacological biological approaches to difficult-to-treat depression. Electroconvulsive therapy has a long history in this regard and still holds an important place in the management of severe depression. However, the emerging technology of magnetic seizure therapy shows promise as an alternative application with fewer cognitive side effects. Other emerging treatments, such as repetitive transcranial magnetic stimulation and transcranial direct current stimulation, have the potential to alleviate depression in some people, with relatively few side effects. For a very select group of patients with depression, vagus nerve stimulation and deep brain stimulation have provisional evidence of effectiveness.

Psychological therapies such as cognitive behaviour therapy and interpersonal therapy have strong support in research and clinical practice as effective treatments for depression, either alone or in conjunction with antidepressant medications. Casey and colleagues (doi: 10.5694/mjao12.10629) show how such therapies can be adapted for use in people with severe depression, and also outline broader psychosocial aspects of care.

The range of articles in this supplement highlight that a broad and individually focused plan of care, tailored to the person’s needs and clinical profile, is the cornerstone of quality care. We thank all contributing authors and hope that this supplement assists clinicians generally, and GPs in particular, to enhance the health outcomes of patients with difficult-to-treat depression.

Depression: an insider’s view

This is a republished version of an article previously published in MJA Open

It is never too late to confront the black dog

It is two years since I started enjoying the best mornings I have had since childhood, after finally finding a treatment for my underlying depressive condition.

I was 12 years old when I first recognised that something was hampering my ability to function properly early in the day. I would wake up feeling very negative, lacking confidence, indecisive, and just wanting to stay within myself. But I would find that, after having been up and about for a few hours, my state of mind would dramatically improve. I would become positive, a decisionmaker, happy to take responsibility.

For years, I simply put my malaise down to “not being a good morning person”, but as I got older, the fog would take longer to clear. It started to have an impact well into my working day.

I didn’t want to admit, even to myself, that I had a depressive condition. Rather than seeking professional help, I did my utmost to self-manage my condition, to try to get myself going. I employed a range of quite bizarre techniques, including staring at the sun to make myself sneeze, because I felt that would help with the release of endorphins and give me a lift.

I also have the biggest collection of positive-thinking books that you will ever see.

I found I felt better when the adrenaline was pumping, and I think this is why I have always subconsciously been attracted to vocations with a fair share of drama and crises. Business and politics both fit that bill nicely.

Looking at the sun, or my other strategy of putting a pen in my mouth to simulate a smile, was not normal behaviour of course. But back then, I was concerned by the great stigma that was attached to depression, or to any mental health condition for that matter. There still is stigma, but it is diminishing.

Mental health issues were always seen as a sign of character weakness or fragility, particularly in men. Yet I was at my best in a crisis, when the adrenaline kicked in.

It took me 43 years to confront my condition. Initially, I went to see a local general practitioner. I was told not to bother taking pills, as they didn’t really work — it’s all in the head! I left the consultation feeling deflated and thinking, “get over it, it’s something I’ll just have to live with”.

After my condition continued to worsen, I decided to pick up the phone to a friend, Jeff Kennett, who has done so much good work with beyondblue. On his advice, I saw a highly respected mental health specialist, who soon discovered that I release serotonin, a hormone that helps kickstart your day, about four or five hours later than the average person. For some people, as with me, this period of chemical imbalance can be associated with a depressive condition.

It took six months of experimentation with different types of medication, but I finally found a treatment that worked. I now combine this with daily exercise. I’m one of those questionable people who jump in the bay at dawn to swim 1200 to 1500 metres, even in the middle of winter. There is no better way to get the heart started.

Once I was confident that I had overcome my problem, I agreed to write a book giving my account of living life with a depressive condition. The book, Black dog daze, is really a series of anecdotes based on different memories and events throughout my life, from childhood and time on the farm where I grew up, through to my time working for the Packer family, and then entering politics.1

I made the decision to write the book after my specialist advised me that, during a regular get-together of mental health professionals, several of them reported a spike in the number of middle-aged men seeking diagnosis and treatment after my battle with depression became public.

I am determined to take any opportunity to spread the word that help is available, and there is no good reason to do what I did and what I suspect thousands of others do — cover it up and suffer in silence for decades. On the other hand, my experience also confirms that it is never too late to confront your condition.

You don’t have to tell the world — just go along quietly and get some professional advice, and consult those you love and trust. There is light at the end of the tunnel. Your life can be transformed.

Depression and physical illness

This is a republished version of an article previously published in MJA Open

Depressive symptoms frequently accompany physical illness, but the association between the two is complex. Medically ill patients with depression have reductions in quality of life,1,2 increased medical morbidity and mortality,3 increased functional disability,4,5 reduced occupational performance,4 and reductions in role functioning. Other implications of depressive comorbidity include prolonged hospital admission, amplification of physical symptoms,6,7 reduction in adherence to medical treatment,8 and increased medical costs and health care use.9,10 Here, we focus on recognition, diagnosis and management of comorbid depression in patients with medical illness.

Epidemiology

It has been estimated that rates of depression rise from 2%–5% in the community to 5%–10% in primary care settings and 6%–14% in hospital inpatients.11 Reported rates of depression vary considerably between individual medical illnesses (Box 1). High rates of depression have been noted in patients with neurological disorders, particularly epilepsy (20%–55%), multiple sclerosis (40%–60%) and stroke (14%–19%). There is also considerable variability of reported rates of depression within individual medical illnesses. For example, reported rates of depression in patients with idiopathic Parkinson disease (IPD) vary from 2.7% to 90%.17 Demonstrating more realistic estimates, a systematic review found that 17% of patients with IPD had major depression, 22% had minor depression and 13% had dysthymia.18

Recognition and diagnosis

Depression in physically ill patients presents challenges in recognition and diagnosis. One reason for this is the difficulty in accounting for physical symptoms. Depressive symptoms are often clustered into biological (somatic), psychological and social symptoms (Box 2). Many diagnostic tools and scales for depression rely heavily on the presence of somatic symptoms, including insomnia, loss of appetite, anergia and reduced libido, to confirm a diagnosis. However, the somatic symptoms associated with depression are frequently also present in many physical illnesses, causing uncertainty about their attribution to either depression or the physical illness. In a similar way, social symptoms of depression, including withdrawal and impairments in role functioning, may occur in both depression and physical illness, making them unreliable as markers of depression in medically ill patients. The diagnosis of depression in medically ill patients therefore relies more heavily on symptoms of psychological distress, including preoccupation with guilty themes and failure, impairments in self-esteem, and an inability to derive joy from previously enjoyed activities.19

A second issue reducing recognition of depression in physically ill patients is the uncertainty surrounding the extent of symptoms. Physical illness is inevitably associated with losses, and depressive symptoms such as sadness, worry and irritability may be judged by both patients and primary carers as an “understandable” reaction to these losses, and subsequently minimised in importance. This kind of misjudgement by the clinician can lead to either underdiagnosis of depression or overdiagnosis and inappropriate prescribing of antidepressants, adding to the side-effect load of other medications.

Several depression rating scales have been used as screening tools to enhance the recognition of depression in medically ill patients. The Center for Epidemiologic Studies Depression Scale (CES-D) is a 20-item self-report measure that takes around 5 minutes to complete and includes only four somatic items. Good sensitivity and specificity in medically ill populations have been reported with cut-off scores of 16–17;20 however, low positive predictive value (PPV) limits its use as a screening instrument for depression. The Hospital Anxiety and Depression Scale (HADS) is a 14-item self-report scale from which an anxiety score and a depression score can be derived. It was developed specifically for measuring depressive symptomatology in medically ill populations.21 The depression subscale is based on self-reported anhedonia (the inability to derive enjoyment). The HADS has similar reported psychometric properties to the CES-D and also takes only 5 minutes to complete. The latent structure of the HADS has recently been questioned, and it may be best understood as a reliable general measure of distress in medically ill patients.22 The nine-item self-report Patient History Questionnaire (PHQ-9) was originally developed as the initial screening tool of the PRIME-MD (Primary Care Evaluation of Mental Disorders), a diagnostic instrument for anxiety, depression and eating disorders in primary care.23 The PHQ-9 has been trialled in large populations of medically ill patients, with good sensitivity, specificity and PPV. The Beck Depression Inventory (BDI) has been extensively used as a screening tool for depression, but it is lengthy (taking 10–15 minutes to complete) and includes a number of somatic items, making it less helpful for use in medically ill patients.24

Other very brief screening tools for depression in medically ill populations have been developed, including “the distress thermometer” (see Couper et al, ),25,26 single-item questions such as “Are you depressed?” or “Do you often feel sad or depressed?”, and the two-item version (PHQ-2) of the PHQ-9 that asks the patient for a self-report regarding loss of interest or pleasure and feeling “down, depressed or hopeless”. The brief single-item tools are limited by reports of lower sensitivity, specificity and PPV, although the PHQ-2 shows promise. Unfortunately, few of the abovementioned screening tools (apart from the CES-D) have been validated against the most important standard, which is a psychiatric interview and associated clinical diagnosis.

Management

General management approaches

The treatment of depressive comorbidity with medical illness involves both general and specific approaches. While it may appear obvious, it is important to maximise the management of the medical illness, which requires liaison with other clinicians involved in the patient’s care. Strategies include a re-examination of the illness and a thorough review of the treatments provided so far, including a review of the success or otherwise of treatments, and their side effects. Any medical treatments not found to be helpful should be ceased, as they are likely to simply add to the patient’s side-effect burden, which can contribute to anergia, poor concentration, sleep difficulties or impairments in general functioning. A rehabilitation approach should be considered for chronic conditions, as a state of deconditioning may contribute to fatigue and loss of functioning, which tends to reinforce negative views of the self, lower self-esteem and confidence, and may contribute to maintaining a “sick role”. Rehabilitation approaches need not be inpatient programs but rely on an individual reassessment of the disorder and its management, the setting of goals and review of those goals after a predetermined period of time.

A detailed review should be made of medications prescribed for the medical disorder, to exclude agents that have been associated with depressive symptoms. While many medications carry warnings regarding the potential for changes in mood, these are largely based on case reports of variable critical rigour, and there are few targeted trials of sufficient methodology to accurately identify the risk of emergent depressive symptoms. There is good evidence linking atypical depressive syndromes with corticosteroids, interferon-α, interleukin-2, gonadotropin-releasing hormone agonists, mefloquine, propranolol and some antiepileptic medications, including topiramate.27

Some simple interventions should be offered to all patients with comorbid depression and physical illness. As sleep is frequently impaired, basic sleep-hygiene techniques should be suggested. Patients with a physical illness have often been subjected to a period of rest. Although this may be necessary during the acute phase of the illness or in the postoperative phase, deconditioning (with associated lethargy and low mood) can occur rapidly. A structured physical activity program tailored to the individual’s capacity can be beneficial for both the medical and emotional problems of the patient.28 Ideally, this can occur two or three times per week for up to 1 hour, depending on the patient’s physical reserve, and can be undertaken individually, with a family member or, preferably, in a group with other patients with similar physical problems. Peer support programs developed to help both patients and carers are often available through non-government organisations. Such programs can help with information and practical support options and, most importantly, they can provide support groups where patients and carers can share experiences, support each other, and derive hope from seeing others successfully coping with their illness.

Medical conditions can be chronic, leading to gradual readjustments of family dynamics and interpersonal relationships. Patients may have relinquished important roles within the family, at times making them feel less valued and more helpless and dependent. The added burden on other family members may increase stress and occasionally resentment within the family unit, particularly if the illness is not well understood by family members. The development of depressive symptoms may be a good opportunity for clinicians to re-examine family relationships, provide explanations and prognoses, and to understand support systems within the family. This can help the patient feel supported and also engage the family in a proactive approach to maximising functioning, fostering independence of the patient, and returning critical roles back to the patient to help improve his or her sense of meaning and purpose.

Specific management approaches

Specific management approaches include those used in other forms of depression, but with modifications depending on the stage of the illness, the degree of the symptoms, the potential side effects of the treatment, and the interaction with the underlying medical disorder. These approaches include psychotherapeutic treatments, pharmacological management and, rarely, more invasive treatments such as electroconvulsive therapy.

Psychotherapeutic interventions

Psychotherapeutic management of depressive symptoms in people with medical illness depends on the severity of the symptoms, the nature of the medical disorder and the degree to which the patient will engage in the treatment. Patients with issues such as significant cognitive impairment, communication problems (eg, dysarthria, tracheostomy) or mobility problems may present challenges in providing intensive psychotherapeutic interventions, but many patients can benefit from less intensive programs (including group exercise and peer support programs).

For patients with mild to moderate depressive symptoms, several psychotherapeutic interventions have been shown to be of benefit. Many psychotherapy trials conducted in medically ill populations involve patients with cancer. From these trials, there is good evidence for the effectiveness of cognitive behaviour therapy (CBT), which can be delivered in group or individual formats. A recent meta-analysis of randomised CBT trials involved somatically ill patients, including those with multiple sclerosis, cancer, HIV infections, heart disease and chronic obstructive pulmonary disease, who had a depressive disorder or depressive symptoms. Overall, the effect size of the improvement in patients treated with CBT was 0.49, with greater effect sizes in those with a depressive disorder ( 0.83) compared with those with depressive symptoms ( 0.16).29 The authors concluded that CBT significantly reduced depressive symptoms in patients with somatic disease but, where comparisons were made with other psychotherapies (mainly supportive-expressive psychotherapy), there was little difference between the groups, raising the possibility that non-specific therapeutic effects may be present.

In patients with diabetes mellitus, several psychotherapeutic interventions, including CBT, relaxation training and supportive psychotherapy, have been shown to reduce depressive symptoms.30 Several studies have compared “counselling” with CBT approaches in patients with cancer, cardiovascular disease or multiple sclerosis, with no differences in efficacy between the two.31 Supportive group programs have been shown to be as effective as CBT in the treatment of depressive symptoms in patients with some forms of cancer.32 In patients with moderate depressive symptoms, psychotherapeutic interventions can be used in conjunction with pharmacotherapeutic approaches, and the outcomes may be better than for either intervention alone.33

Pharmacotherapy

In medically ill patients with moderate to severe depressive symptoms, antidepressant pharmacotherapy may be indicated. The decision to use antidepressant medications in medically ill patients needs to include a consideration of side effects, drug–drug interactions and the effect of the medical illness on the antidepressant treatment.

A recent Cochrane review of antidepressants for treating depression in physically ill people included 44 separate studies (3372 patients) conducted over 4–18 weeks.34 The studies involved patients with a range of medical illnesses, including cardiovascular disease, cancer, renal disease, pulmonary disease, diabetes, HIV/AIDS and neurological disorders (epilepsy, brain injury, multiple sclerosis and IPD). The medications studied included tricyclic antidepressants (TCAs), selective serotonin reuptake inhibitors (SSRIs), serotonin–noradrenaline reuptake in-hibitors (SNRIs), mianserin and mirtazapine. Anti-depressant treatments were associated with consistently improved efficacy over placebo in nearly all of the studies reviewed, although the effect sizes were moderate (for studies over 6 weeks, the number needed to treat [NNT] was six patients, while in studies of 4–5 weeks or > 9 weeks, the NNT was 7). There were very few direct comparisons between antidepressants, but indirect comparisons suggest there were no differences in efficacy between the classes of antidepressants in the treatment of depressive symptoms in medically ill patients. The main adverse events reported in these studies were dry mouth (with SSRIs and TCAs) and sexual dysfunction (with SSRIs). At 6–8 weeks, the number needed to harm was 19. The increased side-effect burden and risk in overdose of TCAs makes them second-line or third-line agents in the treatment of depression in medically ill patients. There is little evidence to support specific antidepressants in the context of individual medical illnesses.

The decision to use antidepressants in medically ill patients requires special consideration of drug–drug interactions and potential alteration of pharmacokinetics secondary to the medical illness. There are two common drug–drug interactions that may involve antidepressants. First, many medications are highly bound to plasma proteins. As most antidepressants also bind strongly to these sites, there is potential for displacement of the initial medication, leading to markedly increased free levels in the plasma and major changes in therapeutic activity. A classic example is the displacement of warfarin by SSRIs, resulting in dangerous elevations of the international normalised ratio. In general, fluvoxamine, escitalopram, venlafaxine and desvenlafaxine have relatively low binding to plasma proteins, making them safer options for patients with medical illness.35

The second main type of drug–drug interaction involves the hepatic metabolism of medications via the cytochrome system in the liver. While many medications are metabolised by hepatic cytochromes, resulting in metabolites with either increased or decreased therapeutic activity, the cytochromes themselves can be induced or inhibited as a result of metabolising medications and environmental toxins. The administration of antidepressants can therefore result in increased levels of other drugs by competitive binding at, or inhibition of, specific cytochromes; or they may cause increased or decreased blood levels. The changes in plasma levels of drugs interacting at the cytochrome level can be as high as fourfold, leading to potentially life-threatening interactions. There is insufficient space here to list the cytochrome binding, inhibition and induction potential of all medications, but caution should be used when prescribing an antidepressant to patients taking other medications. Online drug interaction checking tools are useful resources in this regard (eg, http://www.drugs.com/interactions and http://reference.medscape.com/drug-interactionchecker).

The other consideration when prescribing antidepressants for medically ill patients is the effect of the illness on the metabolism and elimination of the medication. For example, the presence of liver disease may alter the pharmacokinetics of antidepressants by reducing either the production of plasma proteins or the capacity to metabolise the antidepressant, resulting in increased plasma levels of the parent drug, reduced plasma levels of the metabolite, and a prolonged half-life. In general, initial dosing of all antidepressants should be reduced by at least 50% in patients with hepatic insufficiency, and there should be careful monitoring for side effects during the course of treatment and especially after dose adjustment. Desvenlafaxine may be an exception, as it does not undergo oxidative metabolism in the liver; however, caution should be used in patients with severe liver failure. As the metabolites of most antidepressants are eliminated by the kidney, dosage adjustments are frequently required in patients with renal impairment. Most antidepressants require only minor dose reductions in patients with mild renal insufficiency, and around 50% dose reduction in those with moderate renal insufficiency. Individual dose reductions should be informed by the manufacturer’s recommendations.

Conclusions

Depressive symptoms are frequently encountered in patients with physical illness. This comorbidity has widespread implications and presents some management problems. Recognition of depression in medically ill patients is the first barrier to treatment, and an emphasis should be placed on psychological symptoms when making the diagnosis. Once recognised, several interventions for depression have been shown to be effective in this patient group, including minimising the disability of the medical illness, general supportive measures, individual CBT, and antidepressant medications in patients with moderate to severe symptoms. When using antidepressant medications, it is important to consider drug–drug and illness–drug interactions when choosing the class of medication and the starting dose.

1 Prevalence of depression in medical illnesses

Medical illness and reference

Prevalence of depression


Cancer12

0–38%

Cardiovascular disease13

17%–27%

Chronic obstructive pulmonary disease1

20%–50%

Stroke14

14%–19%

Diabetes15

9%–26%

Epilepsy16

20%–55%

Idiopathic Parkinson disease17

2.7%–90%

2 Clustering of depressive symptoms

Biological

Psychological

Social


Insomnia

Loss of interest or pleasure

Social withdrawal

Poor appetite

Worthlessness

Difficulties in relationships

Weight loss or gain

Hopelessness or helplessness

Reduced leisure activities

Loss of energy

Preoccupation with death

Difficulties at work

Loss of libido

Guilt or failure

Impaired role functioning

Poor concentration

Illness as punishment

Depression and cancer

This is a republished version of an article previously published in MJA Open

Cancer is a life-threatening and dreaded illness. Its treatments can have direct organic effects on mood; interactions can occur between antidepressants and chemotherapy agents; and, as patients undergo cancer treatment, they may be debilitated, immunosuppressed, underweight and in pain for considerable periods of time. When active cancer treatment is complete, patients often have to adjust to changes in body function, persistent pain, alterations in role and sense of self, and the possibility of cancer recurrence. All these factors put patients with cancer at increased risk of depression,1,2 which can have consequences including reduced quality of life,3,4 greater risk of cancer mortality5 and higher risk of suicide.6,7 A particular challenge can be persuading a patient to accept treatment for depression at the same time as onerous cancer treatment. Early detection of depression and expeditious commencement of treatment can be difficult to achieve in the context of complex and busy cancer treatment protocols.

Mental health care in cancer

Although evidence shows that psychosocial interventions can effectively prevent poor mental health outcomes for many people diagnosed with cancer, the health system, faced with an ever-growing demand on cancer treatment programs, has yet to fully integrate the psychological and biological aspects of comprehensive cancer care.8 Psycho-oncology services remain largely reactive and referral-based at large treating centres in Australia, and are minimal or non-existent at smaller centres, despite longstanding calls for their wider implementation.

The general practitioner is often the only clinician who knows a person before he or she is diagnosed with cancer and may therefore be the clinician best placed to gauge the individual’s likely reactions to the diagnosis. Furthermore, as depression and other mental health problems related to a cancer diagnosis frequently arise after the primary active cancer treatment phase, it is often the GP who will first identify a mental health issue and introduce and coordinate mental health care.

Detecting psychosocial needs in cancer

Many people with cancer are distressed but will not meet Diagnostic and statistical manual of mental disorders, 4th edition, text revision (DSM-IV-TR)9 criteria for a diagnosis of an anxiety disorder or major depression. This has led to recognition in the field of psycho-oncology of the broader concept of psychological distress, now considered the sixth vital sign in cancer (pain being the fifth).10 Multiple factors will affect a person’s capacity to manage the physical and psychological threat of a new cancer diagnosis, including past experiences of illness (including other cancers), stage of disease at diagnosis, the quality and accuracy of information received about current disease and treatments, and the communication skills and perceived availability of health care professionals.11,12

In the past decade, the trend towards use of screening tools to detect distress has grown. Problem checklists and the use of visual analogue scales, such as the “distress thermometer” (Box 1),10 have shown the most promise. It is recommended that GPs routinely screen patients diagnosed with cancer for distress. In the process of this screening, GPs can normalise the experience of mild to moderate distress for the patient and reassure him or her that it is normal and appropriate to seek psychological support if distressing emotions persist or become intense and affect normal function (Box 2).

Although the prevalence depends on exact definitions, depressive disorders are said to occur in up to half of patients with cancer,2,13 with a prevalence of more strictly defined major depression estimated to be 10%–25%.14

Existential distress is a particular form of distress that occurs in the context of a life-threatening illness such as cancer and may initially resemble a depressive state. It is characterised by loss of meaning and purpose, or the sense that one’s fundamental frame of reference for life is being challenged. One characterisation of existential distress that appears to have clinical utility is “demoralisation syndrome”,15 a clinical state that encompasses helplessness, hopelessness, meaninglessness, subjective incompetence and loss of self-esteem. Modes of psychotherapy that directly address existential distress and demoralisation syndrome have been developed by psycho-oncology researchers.

Diagnosing depression in cancer

The DSM-IV-TR criteria for major depression9 are predicated on the assumption that the patient is generally physically well, so that neurovegetative symptoms (weight loss, sleep disturbance, fatigue) can be used to establish the presence and severity of a depressive episode. Patients with cancer receiving oncological treatment present a classification problem using this diagnostic system, because many of their symptoms may be due to the cancer or its treatment rather than to depression. In patients with cancer, the cognitive symptoms of depression (guilt, low self-esteem, hopelessness, helplessness, feeling useless or a burden, suicidal thoughts) are therefore especially important in diagnosis and in monitoring response to treatment.16 It is important that doctors managing patients with cancer are alert to these cognitive symptoms and seek expert psychiatric assessment of the patient’s mood, rather than dismissing such symptoms as an expected or normal response to having cancer.

Psychological management options

Through the Medicare-funded Better Access initiative, many GPs now have links to community-based psychologists. In some situations, a community-based psychologist who does not have specific training or expertise in the cancer setting may be able to offer the necessary support. However, in other circumstances, the patient may prefer to see or may require a more specialised clinician, and a referral to a specialist psycho-oncology service should be made (Box 3).

Australia’s larger hospitals are moving to group their specialist cancer clinicians into “tumour streams”, following the North American model of the comprehensive cancer centre. These tumour streams include breast, gastrointestinal, gynaecological, urological, head and neck, lung, melanoma and skin, neurological, sarcoma and haematological cancers. Each multidisciplinary tumour-stream team may include surgeons, medical oncologists, haematologists and radiation oncologists, and their attendant specialised technical, nursing and allied health professionals. These teams can have complex lines of clinical responsibility as the patient transitions through diagnostic, staging, treatment and posttreatment surveillance phases, which can be difficult for GPs to navigate, as well as being bewildering and confusing for the patient and family. Specialist psycho-oncology services are familiar with how these teams function and can often enable more effective and targeted mental health intervention than is possible for a GP or community psychologist outside the cancer centre.

Referral to specialist psycho-oncology services

Sometimes patients or their families are reluctant to be referred to a psycho-oncology service even when a referral is appropriate. An approach to managing this situation can often be arrived at through collaboration between the psycho-oncology service and the GP. At better resourced cancer centres, mental health assessments can be arranged at a time when the patient is attending for oncological follow-up or during admissions, to minimise inconvenience, disruption to routine or any perception of being stigmatised by the referral. Tumour streams sometimes have dedicated sessions for psychologists and psychiatrists to streamline such referrals.

Where risk of self-harm or harm to others arises, it is vital that arrangements are made for an urgent assessment (usually psychiatric). Optimally, this would be arranged through the cancer centre already involved with the patient’s care, but occasionally might need to involve crisis teams attached to area mental health services if there is acute risk or the patient is geographically remote from the cancer centre.

For other issues that may be managed by referral to a psycho-oncology service, see Box 3.

Direct biological effects of cancer and cancer treatments on mood

It is thought that some types of cancer cause a depressed mood through humoral effects (cytokines)17 and possibly through dysregulation of cell-mediated immune function. Direct mass effects in the brain or infiltration of the meninges can also potentially cause alterations in mood, as can any intracranial space-occupying lesion.

Corticosteroids (dexamethasone, prednisolone) are an integral part of many chemotherapy protocols and are also used for control of nausea and reduction of tumour swelling (especially in the brain). The high doses of corticosteroids used in many cancer treatment protocols often lead to mood disturbance, most often characterised by a mild hypomania as the dose is increased, and a depressed mood as the dose is reduced or ceased.18

Chemotherapy drugs, including vinblastine, etoposide, cyclophosphamide and protein-bound paclitaxel, interleukin-β (used in the treatment of multiple myeloma) and interferon-α (used for some leukaemias and melanomas) have all been described as causing or contributing to depressed mood in some patients.16 Some cancer treatments will affect hormone function, with potential adverse mood and cognitive side effects (eg, medically induced menopause after oophorectomy, or androgen ablation in prostate cancer treatment).19,20 As many patients now receive chemotherapy and/or hormone therapy as day patients, the cancer centre team may not notice mood changes that may instead come to the attention of the patient’s family or GP.

Psychotropic use in cancer

The psychological stress and the direct biological effects of the cancer and its treatment all act to increase the incidence of depression and the likelihood of relapse of pre-existing depressive illness. Antidepressant therapy tailored to the symptom profile can treat major depression in the presence of cancer, and can also relieve some of the other common symptoms experienced with cancer (anxiety, insomnia, anorexia, nausea, agitation, fatigue, loss of motivation, pain, pruritus and hot flushes).21,22 The evidence base for the use of particular antidepressants in cancer, particularly in the palliative care setting, is not strong, due to the paucity of research.23,24 In choosing from a range of equally effective second-generation antidepressants,25 psychiatrists in specialist psycho-oncology services take into consideration the patient’s symptom profile, ambulatory versus palliative care status, comorbid illnesses, desired and undesired drug side effects, and potential drug interactions. Close liaison between the psychiatrist, the oncology team and the GP is necessary to ensure selection of the most appropriate antidepressant for the individual patient.

In some circumstances, a previously effective antidepressant will have to be discontinued because of interactions with chemotherapy or adjuvant treatments. As with the use of antidepressants during pregnancy, GPs are advised to seek an expert psychiatric opinion, as recommendations change and interactions between new antidepressants and new cancer treatments continue to be discovered.26,27

Psychotherapeutic support in cancer

Psychotherapeutic support can be of great benefit to many patients and their families facing life-threatening illness. In its simplest form, this may be through empathic, active listening at times of distress. All clinicians, including GPs, who are involved with cancer patients and their families are advised to develop essential communication skills through available programs. A suggested general approach for GPs is shown in Box 2. Psycho-oncology services can provide specialised psychotherapy services that may include individual, couple, family or group therapies.

A number of modes of psychotherapy have been developed and studied for different cancer populations. A comprehensive account of psychotherapies in cancer care can be found elsewhere;28 we discuss some of these briefly here.

Supportive-expressive psychotherapy, which can be delivered to individuals or groups of patients with similar disease type and stage, aims to improve quality of life and alleviate depressive symptoms. Cognitive behaviour therapy and its cancer-focused derivative, adjuvant psychological therapy, can enhance coping skills, help manage anxiety and reduce moderately severe depression. Mindfulness techniques, which help ground the patient in the present lived experience and alleviate the apprehension of an uncertain future, have been included in recent approaches. Mindfulness-based therapies are now also being developed and tested in the cancer setting. Brief psychodynamic therapy may be appropriate where issues of attachment to caregivers, feelings of helplessness and powerlessness, dependency, loss of autonomy, or anticipatory grief are reactivating distress related to past losses and traumas in the individual’s life. Existentially focused psychotherapy may be appropriate for some individuals in the early stages of cancer, but is particularly pertinent for those with advanced disease, when the search for meaning and purpose becomes paramount. Dignity-conserving therapy is a brief focused therapy designed for patients at the end of life. It involves the patient in creating a record of the things that have given most meaning to his or her life and the legacy he or she would like to pass on to others. Grief therapy involving the patient’s partner or family, before or after bereavement, may help loved ones adjust to their loss and resolve issues that might otherwise lead to complicated grief. Survivors of cancer also have psychotherapeutic needs as they renegotiate their place in life, with changes in their bodies, relationships, developmental trajectories and altered view of the future.

All encounters with patients and their families have the potential to be psychotherapeutic, but for more complex and ongoing issues, skilled therapists with special knowledge of cancer and the nature and impact of treatment are recommended. Flexibility with approach and model is often required at different stages of the patient’s experience.

Conclusions

The GP can play a crucial role in detecting mental health problems in their patients with cancer, offering general support, initiating referrals to community psychologists or specialist psycho-oncology services, and reviewing the patient’s progress. Knowing the person before he or she is diagnosed with cancer and staying involved throughout the treatment process can make the GP a powerful preventive mental health agent, while also serving as an access point to more specialised care when it is needed.

1 The distress thermometer*

* Reproduced with permission from the National Comprehensive Cancer Network (NCCN) clinical practice guidelines in oncology for distress management (V.1.2013). © 2012 National Comprehensive Cancer Network. Available at http://www.ccn.org (accessed Aug 2012).

2 Good practice points for general practitioners

A preventive rehabilitation approach for managing psychological distress, anxiety and depression in people with cancer

Establish a regular review appointment with the patient throughout his or her cancer treatment, with the aims of:

  • Maintaining a supportive therapeutic presence

  • Screening for psychological distress at regular intervals, with particular emphasis on enquiring about distress at times of increased risk (eg, receiving bad news, ending treatment, a diagnosis of or transition to advanced or incurable disease, and transition to palliative care)

  • Assessing family functioning, with referrals to family therapy (especially where there are dependent children under the age of 18 years)

  • Making referrals for psychological support to a community psychologist under the Medicare Better Access initiative or to a specialist psycho-oncology service at a cancer centre, as needed

  • Problem solving and education about ongoing health risks, including importance of lifestyle change and future cancer screening

3 When to refer to a community psychologist or a specialist
psycho-oncology service

Refer to a community psychologist for:

  • Mild–moderate psychological distress

  • Pre-existing family relationship problems

  • Worries about young or dependent children

  • Family or caregiver conflicts

  • Employment-related concerns

  • Longstanding interpersonal difficulties

  • Social isolation

  • History of abuse (physical or sexual)

  • Normal grief and bereavement

Refer to a psycho-oncology service for:

  • Moderate–severe distress related to cancer diagnosis and treatment

  • Longer-term adjustment difficulties and existential distress associated with cancer

  • Past psychiatric history or alcohol and drug misuse

  • Significant mood change

  • Advanced disease at diagnosis

  • Advice on choice of antidepressant and/or mood stabiliser

  • Benefit from cancer-specific psychotherapy programs

  • Competency issues, cognitive change, neuropsychiatric symptoms

  • Refusal to comply with recommended treatment for unclear reasons

  • Conflict with cancer-treating team

  • Difficulty deciding between cancer treatment options

  • Anxiety out of proportion to prognosis

  • Phobic reactions to specific aspects of cancer treatment

  • Familial cancer concerns

  • Prophylactic cancer treatments to manage familial cancer risk (eg, mastectomy)

  • Concerns about loss of fertility due to cancer treatment

  • Treatments that will result in major loss of function or body part (eg, permanent stoma, amputation)

  • Major disfigurement or change in appearance

  • Long-term debilitating cancer treatment

  • Risk of self-harm or harm to others

Depression and borderline personality disorder

This is a republished version of an article previously published in MJA Open

Borderline personality disorder (BPD) is a serious mental illness characterised by dysregulation of emotions and impulses, an unstable and inconsistent sense of self and of others in close relationships, and marked difficulties in interpersonal relationships, often accompanied by suicidal and self-harming behaviour.

The instability of emotions and predominance of negative affect that characterise BPD often lead to problems determining whether the patient has major depression co-occurring with BPD, or whether the depressive symptoms are part and parcel of the BPD itself. In this article, we aim to assist clinicians facing this situation to make an accurate diagnosis.

To prepare the article, we searched PsychInfo and MEDLINE databases for articles published between 2000 and 2012 relating to BPD co-occurring with major depression, other depressive disorders, or bipolar disorder. Review articles and those involving randomised controlled trials of treatment were particularly sought. Book chapters relevant to the search criteria were also examined.

The diagnostic problem

Major depressive disorder (MDD) commonly co-occurs with BPD. The lifetime prevalence of major depression in the course of BPD was 83% in one large study,1 which accords with other research and clinical experience.

Patients with BPD often present to clinicians with depressive symptoms. As the symptoms of depression and BPD overlap significantly, it can be challenging to make an accurate diagnosis of a major depressive illness when the disorders co-occur. Accurate diagnosis is essential because each disorder requires treatment in its own right. It is important to note that rating scales of depression, whether patient- or clinician-rated, are less helpful for assessing the severity of depressive symptoms when BPD is present.2

BPD is not a variant of affective disorder

Given the prominent overlap of symptoms between BPD and affective disorders, it has been suggested that BPD is a variant of affective disorder — either depressive disorder or bipolar disorder.3,4 However, the consensus of expert opinion is that BPD is not a variant of either MDD or bipolar disorder,512 although overlap of symptoms of both disorders can occur with BPD.

The most significant evidence that BPD is not a variant of depressive disorder is that treatment of depression does not result in remission of BPD symptoms. An important longitudinal study found that effective treatment of BPD tends to result in remission of depression, and antidepressants often show only modest benefit for depressive disorders that co-occur with BPD.6

A 2010 review of phenotype, endophenotype and genotype comparisons between BPD and MDD found that BPD differs from MDD in symptomatology, prognosis, heritability, patterns of brain region involvement, neurohormonal indices and sleep architecture.7 Some biological processes overlapped, including amygdala hyperreactivity, volume changes in the anterior cingulate cortex, and deficient serotonin function. The authors noted that definitive clarification of the commonalities and differences between BPD and MDD requires examination of both disorders using the same study design and methodology.

A study of depressive symptoms and BPD features in dysthymic disorder showed that a common factor underlying both disorders best explained the frequency of their co-occurrence, providing an excellent fit with the data.13 The authors postulated that the underlying factors were shared genetic, temperamental, or early environmental risk factors.

It is known that factors in the early environment, including those that lead to insecure and pathological patterns of attachment, combined in some cases with an anxious, sensitive temperament and later childhood trauma, predispose to both BPD and early-onset dysthymic disorder and depression.14 It may be that some of these factors also predispose to rapid-cycling bipolar disorder.

Family studies show that, while MDD and bipolar disorders commonly co-occur with BPD, impulsive spectrum disorders are more common than affective spectrum disorders in BPD-affected families.10,11 Studies have also shown that depressed patients with BPD do not significantly differ from those without BPD in terms of morbid risk for bipolar disorder in first-degree relatives.10,11 Importantly, treatment with mood-regulating agents does not produce remission from BPD.10

A recent review examining the similarities and differences between bipolar affective disorder and BPD concluded that they are separate entities but have significant elements in common.12 The many differences between them included those relating to sense of self, relationship disruptions, family history of bipolar disorders, benefits of medication, and the form of affective dysregulation.

Another recent review of the overlap between bipolar disorder and BPD found the greatest overlap occurred in relation to rapid-cycling bipolar disorder.15 Frequent shifts of mood characterised both BPD and rapid-cycling bipolar disorder, as did a history of childhood trauma including sexual, physical and emotional abuse, and neglect. Maladaptive self-schemas of the “I am bad” type were much more characteristic of BPD, as was vulnerability to abandonment. The review’s authors question whether rapid-cycling bipolar disorder is a form of BPD or represents bipolar disorder with co-occurring BPD traits.

Clearly, there are unanswered questions about the reasons for the frequent co-occurrence of affective disorders and BPD, which can only be resolved by further research.

Depressive symptoms in BPD in the absence of major depression

Depressive symptoms that occur as part of BPD are usually transient and related to interpersonal stress (eg, after an event arousing feelings of rejection). Such “depression” usually lifts dramatically when the relationship is restored. Depressive symptoms in BPD may also serve to express feelings (eg, anger, frustration, hatred, helplessness, powerlessness, disappointment) that the patient is not able to express in more adaptive ways. The patient’s “depression” in these cases represents a maladaptive endeavour to communicate his or her unhappiness about a particular person or situation. Such depressive states will not respond to antidepressant treatment, but to careful elucidation of the underlying feelings, followed by assisting the patient to address the problem in more adaptive ways.

On cross-sectional assessment, the transient depressive symptoms of BPD may be indistinguishable from symptoms of a major depressive episode (MDE). This can lead to incorrect diagnosis in the absence of a longitudinal history.

Clarifying the presence of major depression in BPD

A longitudinal history, with careful examination of the depressive symptoms over recent days and weeks, is required to make an accurate diagnosis of MDE or MDD co-occurring with BPD. The diagnostic criteria for MDE in patients with BPD are the same as those for MDE in the general population: consistently lowered mood for at least 2 weeks, significant impairment of energy, lowered interest in usual activities, sleep disturbance (which may involve insomnia or hypersomnia), weight loss or gain, increased suicidal ideation (sometimes accompanied by increased suicidal or other self-harming behaviour), anhedonia, sense of worthlessness, poor concentration and attention, and impairment of functioning (social, occupational or other).16 Melancholic and psychotic features are seldom seen in MDE co-occurring with BPD. However, although the overall pattern of symptoms is the same as in the general population, the quality of the depression in BPD is different.1720 Depression in BPD is characterised by the features shown in Box 1.

It should be stressed that a diagnosis of MDE should be made in a patient with BPD only when the patient’s mood has been consistently lowered for a minimum of 2 weeks, in conjunction with other symptoms sufficient to meet the criteria for MDE.

Psychotropic medication for MDD co-occurring with BPD

We are aware of no research specifically examining medication for major depression co-occurring with BPD. The consensus of informed opinion over many years has been that depression co-occurring with BPD does not respond as well to antidepressant medication as depression in the absence of BPD.5,21 In addition, there is evidence that the time to remission tends to be longer and recurrence of depression more likely when BPD and MDD co-occur.22 A meta-analysis of the outcome of depression co-occurring with personality disorders in general similarly concluded that: “Combined depression and personality disorder is associated with a poorer outcome than depression alone”.23 The percentage of patients with BPD in the sample included in this analysis was not stated.

However, not all authorities agree that depression co-occurring with BPD responds poorly to antidepressant treatment.24,25 A 2002 review found that whether or not personality disorder worsened treatment outcome depended on the study design — the best-designed studies reported the least effect of personality disorder on the outcome of treatment for depression.25 Individual personality disorders were not examined separately. High neuroticism scores were found to be predictive of poor prognosis, particularly when long-term outcome was taken into account. High neuroticism scores are characteristic of BPD,26 and relapse of depression tends to be earlier and time of remission shorter in BPD,22 suggesting that patients with BPD and co-occurring depression may fall in the group identified in this review as responding poorly to treatment for depression.

We agree that vigorous treatment of depression is required when it co-occurs with BPD,25 to ensure the best possible outcome for the patient, but believe that this must be combined with treatment for the co-occurring BPD. In the absence of adequate data, clinicians should consider treating MDD associated with BPD with biological treatments (antidepressants), as they would treat MDD without BPD. However, without BPD-specific psychotherapy, MDD that is associated with BPD may not respond adequately to biological treatments — but BPD-specific psychotherapy does help treat both MDD and BPD when the disorders co-occur.

There is some limited evidence for the use of aripiprazole, olanzapine and omega-3 fatty acids in the management of depressive symptoms of BPD,21 but there are no data to guide clinicians in choosing a specific biological treatment for MDD that co-occurs with BPD. Lithium has not been shown to be particularly effective in treating MDD that co-occurs with BPD. Clinicians may need to exercise caution in prescribing lithium for patients with BPD and MDD, given the significant risk (about 25%) of self-harm through overdose of prescription medication in patients with BPD.27

Rigorous research examining the treatment response of patients with BPD and co-occurring depression is clearly required and should include patients with severe forms of BPD, who are likely to be among those responding most poorly to treatment for co-occurring depression.

Polypharmacy and BPD

There is increasing pressure worldwide to limit the use of medication for BPD because of its limited effectiveness and concerns about the obesity-related health problems that can occur, particularly with polypharmacy.21 Guidelines published by the United Kingdom’s National Institute for Health and Clinical Excellence in 2010 go so far as to state that drug treatment should not be used for individual symptoms or behaviour associated with BPD,28 whereas the latest Cochrane review states that pharmacotherapy should be targeted at specific symptoms only.29 Both guidelines acknowledge the possible benefit of medication when depression and BPD co-occur, while stressing that a diagnosis of depression should be reviewed when it has been made in the context of a crisis in the patient’s life.

Unfortunately, polypharmacy is commonly seen in patients with BPD, with or without co-occurring depression. It tends to occur because the patient’s distress is of such intensity that clinicians feel driven to try to alleviate it, by whatever means are available. Such means often include increased doses of medication or additional medications. The ensuing danger is that patients with BPD may be prescribed one psychotropic agent after another, sometimes in high doses, with none of the earlier prescriptions ceased. One study found that, compared with people with major depression alone, people with BPD were twice as likely to have received anti-anxiety medication, more than six times as likely to have received mood stabilisers, more than 10 times as likely to have used antipsychotics, and twice as likely to have taken antidepressants.30

All available evidence points to the fact that medication should be targeted at specific symptoms of BPD and used only when these are severe, and that medications should be reviewed on a regular basis.21,28,29

Electroconvulsive therapy for MDD co-occurring with BPD

There is little evidence that electroconvulsive therapy (ECT) is beneficial for treating depression in patients with BPD.21 There are no randomised controlled trials of its use, and studies have in general been poorly designed. A 2004 study employing improved methodology continued to show a poorer acute response to ECT for depression co-occurring with BPD.31 However, if patients with BPD have severe depression that would otherwise warrant ECT, they should not be excluded from consideration of this intervention simply on the basis of having BPD.

Prioritising psychosocial treatment for BPD
co-occurring with MDD

The principal treatment for BPD is psychosocial — that is, some form of psychotherapy, which may be combined with psychotropic medication aimed at specific symptoms.32,33

One study showed that MDD is not a significant predictor of outcome for BPD, but BPD is a significant predictor of outcome for MDD.6 This finding led the study authors to recommend that treatment of BPD with psychotherapy should take priority when BPD co-occurs with depression, as once the BPD abates, so will the depression.6

Several modalities of psychotherapy for BPD, including dialectical behaviour therapy, mentalisation-based treatment, transference-focused therapy, schema-focused therapy and supportive psychotherapy, have been shown in randomised controlled trials to result in lowered levels of depression.33 It is unclear whether the depression referred to in these studies is part of an MDE co-occurring with the BPD or the depressive symptoms so often seen in BPD. These psychotherapies share some common features that are applicable across all treatment settings where patients with BPD are likely to present, including primary care (Box 2). There is no doubt that interactions with patients with BPD that lack these core features will worsen their distress and can lead to increasingly maladaptive (including self-harming) behaviour.

It is significant that those psychotherapies that have proven useful for the treatment of depression alone — cognitive behaviour therapy, mindfulness-based approaches, and interpersonal therapy, among others — all focus on promoting the patient’s capacity to reflect on his or her own mind and that of others (ie, to “mentalise”).34 In some cases, a lowered rate of relapse of depression after psychotherapy has been shown. This lower relapse rate is likely to result from the patient’s new-found ability to reflect on the thoughts, feelings and behaviour associated with, or leading to, depression.34

Conclusions

We suggest taking a therapeutic stance to MDD co-occurring with BPD that promotes reflection on the patient’s mind and the minds of others, using a psychological approach such as cognitive behaviour therapy, mindfulness, interpersonal psychotherapy or mentalisation-based treatment. Such reflection can, over time, limit the repetition of the maladaptive ways of thinking, interacting and behaving that lead to depression and depressive symptoms in patients with BPD. This approach, combined with the features common to effective therapies for BPD shown in Box 2, will help patients to understand themselves and others better, and can lead to lasting change, including less depression.

Medication for MDE, when it co-occurs with BPD, should be prescribed with careful attention to the dangers of polypharmacy and in the knowledge that medication is not the primary treatment for BPD. Leading authorities stress that medication for depression co-occurring with BPD will not lead to remission of the personality disorder,6,21 which requires treatment in its own right.

1 Features of depression in borderline personality disorder

  • Feelings of loneliness, emptiness, boredom, alienation and intense sadness

  • Clinging dependency, sense of desperation in relation to the absence of (or fear of rejection or abandonment by) significant others

  • Instability of negative affect

  • Deep sense of inner badness, with accompanying merciless attack on the self

  • Increased suicidal ideation and behaviour

  • Rarity of melancholic symptoms

2 Core features of psychotherapies for borderline personality disorder

  • Engaging the patient with a supportive, empathic attitude

  • A respectful, cooperative, collaborative, active, open and non-judgemental relationship with the patient

  • Focusing on the patient’s mind, rather than his or her behaviour, and seeking to help the patient understand what lies behind maladaptive behaviour

  • Validation of the patient’s distress (but not necessarily of the behaviour that has accompanied it)

  • An atmosphere of hope and optimism

Depression, diet and exercise

This is a republished version of an article previously published in MJA Open

The past century has seen major global shifts in lifestyle. Dietary intakes have changed, with a marked increase in consumption of sugar, snack and take-away foods, and high-energy foods, while the consumption of nutrient-dense foods has diminished.1 Industrialisation and urbanisation have had a substantial impact on physical activity levels, and more than 30% of the global population are now categorised as insufficiently physically active.2 The World Health Organization reports that chronic, lifestyle-driven non-communicable diseases are now the largest contributor to early mortality in developed and developing countries.3 Although not classified as a non-communicable disease, depression now imposes the largest burden of illness in middle- and high-income countries.4 Concerning new data indicate that the prevalence of depression may be increasing,57 suggesting that population-level environmental factors may be modulating depression burden or risk.

Depression shares many pathophysiological factors with non-communicable somatic conditions, particularly inflammation and oxidative stress.8,9 Compelling evidence now suggests that depression has a significant lifestyle-driven component. There is growing recognition that diet and nutrition may be important modifiable risk factors for depressive and anxiety disorders, and a substantial evidence base for physical activity as both a risk factor and a treatment strategy for depression. However, the evidence for efficacy of physical activity has not translated into treatment guidelines, and clinical practice has often neglected physical activity as a therapeutic target. Similarly, psychiatry has not actively pursued preventive approaches, despite the success of such approaches in other lifestyle-based chronic medical disorders, and lifestyle is usually ignored as a contributing factor to the genesis and course of depressive illness. Addressing lifestyle factors may be particularly important for people whose illness has failed to respond to psychotherapy or pharmacotherapy.

Here, we present a brief review of the best-quality studies in the nascent field of diet–mental health research and an overview of the most recent and compelling research into the link between physical activity and depression.

Diet and depression

The recognition of diet quality as a factor in depression is very recent. In late 2009, a seminal study reported that individuals adhering more closely to a Mediterranean-style diet, long recognised as a healthful way of eating, had a reduced risk of depression over 10 years of follow-up.10 The relationship was not explained by socioeconomic or lifestyle factors; nor was there evidence of reverse causality. A study published soon after showed that adults followed over 5 years had a reduced risk of developing depression if they scored higher on a “whole food” dietary pattern, and an increased risk if they scored higher on a “processed food” dietary pattern. Again, these associations were robust after adjusting for a comprehensive range of potentially confounding variables and did not appear to be explained by reverse causality.11

A potential weakness of these studies was the use of self-reported or proxy measures of depression. However, a 2010 Australian study found that a dietary pattern of vegetables, fruit, beef, lamb, fish and wholegrain foods was associated with a reduced likelihood of major depressive disorder, dysthymia and anxiety disorders, diagnosed by a gold-standard clinical interview.12 Conversely, a dietary pattern characterised by higher intake of processed and “unhealthy” foods was associated with an increased likelihood of higher psychological symptomatology and clinical depression. Another study in the same cohort reported similar associations between diet quality and clinically determined bipolar disorders.13

Data from a study of more than 7000 Australian adolescents also showed inverse relationships between measures of diet quality and the likelihood of adolescent depression.14 A study published in 2009 reported that fruit and vegetable consumption was related to fewer internalising and externalising behaviours in adolescents, while an unhealthy Western dietary pattern was linked to higher scores on mental health measures.15 In a more recent study, diet quality was associated with adolescent mental health both cross-sectionally and prospectively in 3040 Australian adolescents, even after mental health at baseline was taken into account.16 Improvements in diet quality were mirrored by improvements in mental health over the 2-year follow-up, while reductions in diet quality were associated with declining psychological functioning. These are the first robust prospective data suggesting that diet quality is an independent risk factor for the development of adolescent mental health problems.

Several other studies published in the past 2 years have demonstrated inverse associations between measures of diet quality and depression.1721 Notable are the consistent effect sizes and lack of negative data, although publication bias may be an issue.

What has not been tested is the impact of improving diet in those with existing depressive illness. Given the strength of the observational data, this is an area of considerable therapeutic promise. A randomised, single-blind trial is currently underway to address this evidence gap.

Physical activity and depression

Observational data have shown that regular exercise is protective against developing depression, while physical inactivity is a risk factor for developing depressive symptoms. Results from the Nurses’ Health Study, involving nearly 50 000 American women, showed that women who were more physically active had a reduced risk of clinical depression over 10 years of follow-up.22 In the 1958 and 1970 British birth cohort studies, comprising nearly 30 000 people, increased leisure-time physical activity in adolescence was consistently related to increased wellbeing in adulthood.23 Another study reported that regular physical activity in childhood was associated with a reduced likelihood of depression in adulthood, even after accounting for adult levels of activity.24 Higher levels of habitual physical activity in people aged 60 years or older have been found to be associated with a reduced risk of developing de-novo depression.25 However, some of the evidence from prospective population studies of older adults has been equivocal.26

A compelling body of literature relates to exercise as a treatment strategy for depression. A meta-analysis of results from 11 randomised controlled clinical trials concluded that exercise is highly effective as a treatment intervention in depression, with a large pooled effect size.27 As an example, in a randomised controlled trial involving 156 patients aged 50–77 years with major depressive disorder, a group program of aerobic exercise for 16 weeks was as effective as pharmacotherapy in reducing depressive symptoms.28 A 6-month follow-up study showed that the effects of exercise training on depression were long-lasting.29 A randomised trial involving over 200 middle-aged and previously sedentary patients with major depression compared a placebo pill with a supervised exercise program, a home-based exercise program, or sertraline.30 Although each of the exercise interventions was as effective as pharmacotherapy, and all treatments tended to be more beneficial than placebo, the results at the end of the 4-month treatment period were equivocal, with no significant differences in outcomes between groups. However, self-reported exercise during 12-month follow-up was associated with lower depression scores and a greater likelihood of improved depression status, although the benefits plateaued after about 3 hours of exercise per week.31 This supports the findings of the most recent Cochrane review of exercise as a treatment for depression. It concluded that, although exercise appears to be effective at relieving symptoms of depression:

The evidence suggests that exercise probably needs to be continued in the longer-term for benefits on mood to be maintained.32

Aerobic exercise may not be the only option for patients with depression. A study of resistance training in older patients with clinical depression reported that those in the training group had a significantly lower level of depressive symptoms than those in the control group at the end of the 10-week study.33 The antidepressant effect of exercise persisted more than 2 years after the study, with more than a third of the original participants continuing to undertake regular weightlifting.33

How much exercise?

Australian public health recommendations are for at least 30 minutes of moderate-intensity physical activity on most, preferably all, days.34 A US study reported that aerobic exercise at the recommended public health dose was more effective than low-intensity exercise for alleviating depressive symptoms in adults.35 However, there was no difference in treatment response when comparing exercise three and five times per week. In the Nurses’ Health Study,22 the most pronounced reductions in relative risk of clinical depression were seen when comparing the highest level of activity (≥ 90 min/day) with the lowest level (< 10 min/day). However, reductions in risk were also seen for 10–30 min/day compared with < 10 min/day. Walking at an average or brisk to very brisk pace, but not slow walking, was also associated with a reduced risk of depression. Another study found that a modest exercise program for older adults (eg, 30 min of walking or jogging at 70% of maximum heart rate, three times per week) was equal to medication in alleviating depression.28 Finally, a large review of 27 observational and 40 interventional studies concluded that, while vigorous-intensity physical activity was more strongly associated with decreased likelihood of depression than lower-intensity activity, even low doses of physical activity may be protective against depression over the long term.36

Clinical care

There are many reasons why lifestyle may not be routinely addressed in clinical practice. Unhealthy food, inactivity and smoking have been, and arguably still are, part of the culture of mental health treatment settings. The implicit acceptance of these practices is likely to be a result of practitioners seeing them as normal or as self-comfort strategies, with little clinical relevance. Snack food vending machines are common in inpatient mental health units, exercise programs are rare, and smoking areas are still commonplace. A 2007 study aimed to determine perceptions and practices relating to physical activity counselling among mental health practitioners.37 While 51% of respondents agreed that providing advice about physical activity was part of their job, only 40% had recommended physical activity to their patients. A significant minority also believed that their patients would not benefit from such advice and would be more likely to follow conventional treatment strategies. Although mental health practitioners may not feel competent to provide advice on diet and exercise improvements, the evidence suggests that specific and detailed advice may not be necessary. Recommendations and encouragement to follow national guidelines for dietary and exercise practices34,38 should be a part of care for all people with depression. This is particularly so for patients with difficult-to-treat depression that has not responded to standard elements of care.

Randomised controlled trial evidence on the therapeutic effect of improved diet is not yet available. However, consistent evidence from observational studies suggests that people with poor diets are particularly at risk of depression, and adherence to national dietary guidelines38 is an important recommendation. Referral to a dietitian can be made when the patient’s diet is particularly poor or when there are medical issues that make dietary changes more complex.

Similarly, the standard recommended public health dose of physical activity34 is appropriate for patients with depression. Individuals who have not been physically active for some time might gradually increase their exercise frequency and duration to recommended levels. Resistance training, which may be more appealing to older or habitually sedentary individuals, appears to be a reasonable alternative to aerobic exercise in the treatment of depression.33 It is important to tailor interventions to the person’s age, health, social situation, resources, and previous sporting or physical activity interests. Referral to an exercise physiologist can be made when the patient has particular medical issues that act as a barrier to participation in simple physical activity.

We have not focused on the link between smoking and depression in this article. However, there is a consistent body of evidence suggesting that smoking is the third lifestyle risk factor for depression,39 as well as for potentially decreasing the probability of response to treatment of mood disorders.40 In the context of difficult-to-treat depression, patients should be counselled regarding the potential contributory role of smoking, and smoking-cessation support should be provided to those motivated to quit.41 The important point is that these lifestyle interventions should be routinely provided to all patients with depression and incorporated into treatment guidelines.

Depression and chronic pain

This is a republished version of an article previously published in MJA Open

Chronic pain and depression are frequently comorbid.1 The presence of depression in a patient with chronic pain is associated with decreased function,1 poorer treatment response2,3 and increased health care costs.4 An accurate diagnosis of major depression can be challenging in the setting of comorbid chronic pain. Antidepressants and psychological treatments can be effective and are best delivered as part of a coordinated, cohesive, multidisciplinary pain management plan. Here, we describe the current approach to the assessment and management of major depression in patients with chronic pain.

Biological basis of pain

The International Association for the Study of Pain defines pain as “an unpleasant sensory and emotional experience associated with actual or potential tissue damage, or described in terms of such damage”.5 Pain can be considered chronic when it persists for more than 1 month after anticipated tissue healing, or if it has been present for at least 3 of the previous 6 months.6 A differentiation is made between neuropathic and nociceptive pain, reflecting different pathological mechanisms, clinical features and treatments. Neuropathic pain is caused by a lesion or disease involving the nervous system. It may have signs of an altered pain response (allodynia, hyperalgesia) and is treated with agents targeting the nervous system abnormality. Nociceptive pain occurs as a consequence of actual or threatened damage to non-neural tissue. It reflects a normally functioning somatosensory nervous system and responds to general analgesics and anti-inflammatory drugs.

Chronic pain is reported by 18.6% of Australian adults. It occurs more commonly in women and those who are poorly educated, unemployed, older, disabled or in compensation systems.6 Common causes are joint arthritis, degenerative disc disease, traumatic injuries and various types of headache.7 Chronic pain can also occur as part of a generalised pain syndrome, such as fibromyalgia.

The emergence of chronic pain has been associated with a range of physical, psychological and social risk factors. These factors interact in complex and dynamic ways, often conceptualised within a biopsychosocial framework.8 Biological research has identified potential mechanisms for chronic pain in nociception, nerve conduction, regulation of spinal cord neurones, neuronal plasticity and gene expression.9 For example, there is evidence that neuroplastic change arising from poorly treated persistent pain can lead to sensitisation, defined as an “increased responsiveness of neurons to their normal input or recruitment of a response to sub-threshold inputs”.10 Neuroplastic change is one possible explanation for the altered pain perception, persistence of pain beyond tissue healing, and resistance to commonly used analgesics that are frequently found in chronic pain.

Pain and depression

The range of pain experiences is wide and varied. An individual’s response to chronic pain reflects characteristics of the pain and the person’s thoughts and behaviour developed during the course of the illness, which are subject to positive and negative reinforcement.11 The daily challenges of chronic pain that are commonly described include decreased enjoyment of normal activities, loss of function, role change and relationship difficulties.8 Uncertainty about ever being pain-free or the possibility of worsening pain are accompanied by feelings of anxiety, sadness, grief and anger. For some people, the burden of pain is difficult to manage and may lead to the emergence of a mental disorder.

Maladaptive responses to pain can, in themselves, worsen the pain experience and further impair function. The presence of catastrophisation, with excessive rumination about the pain, magnification of distress and excessive helplessness, is associated with a poorer response to pain treatments and greater disability.12 For example, in patients with low back pain, a cycle of excessive fear of movement leading to deconditioning, further worsening pain and further fear — termed fear avoidance — has been found to be more predictive of disability than pain intensity.13 Behaviour such as grimacing or groaning, reduced levels of activity, guarding against movement, and the use of protective devices is often linked with negative pain cognitions, and may also hinder recovery.

Major depression is the most common mental illness associated with chronic pain. High rates of generalised anxiety disorder, post-traumatic stress disorder and substance misuse have also been described.14 The lifetime prevalence of major depression in Australia is 11.6%,15 but it is 1.6 times higher in those reporting arthritis.15 In Canada, the prevalence of depression is three times greater in those with chronic back pain.16 In patients with chronic pain presenting for treatment, the prevalence of major depression is 30%–40%.17

There are several ways pain and major depression may be associated, one or more of which may be present in a single patient. First, the psychological and physical distress of persistent pain interacting with individual and social vulnerability may precipitate an episode of major depression.18 Common markers of vulnerability to major depression are a past personal or family history of depression, developmental deprivation, early loss of a parent, and substance misuse.19 Second, depression may be a precursor to, and in some way contribute to, the pain. Pain tolerance is decreased in major depression, and somatic preoccupation can be a prominent symptom, especially in older people. Of note, more than half of the patients presenting with major depression in primary care report some pain.19 In these circumstances, there can be a delay in making the diagnosis, especially when anhedonia predominates over lowered mood. Another proposed mechanism is that chronic pain is a subtype of depression.20 Serotonergic and noradrenergic neurotransmitters have been implicated in both conditions, and they share a clinical pattern of persistence beyond the precipitant. However, there is little other evidence to support this notion. The final way in which chronic pain and major depression may be associated is when both arise out of a common underlying process. This may be a neurological illness, such as multiple sclerosis, or one where the mechanism is not well understood, like fibromyalgia.

Assessment

An assessment of major depression in a patient with chronic pain should be done in conjunction with a pain assessment. A pain assessment characterises the pain, identifies prominent cognitions and behaviour, differentiates nociceptive and neuropathic pain, and determines the impact of pain on function. A comprehensive assessment may include input from a range of disciplines, including pain medicine.

The diagnosis of depression in patients with chronic pain is made more complex by an overlap between depressive symptoms and those relating to the comorbid physical illness and pain (see also Olver and Hopwood, Depression and physical illness).21,22 According to the Diagnostic and statistical manual of mental disorders, 4th edition, text revision (DSM-IV-TR), a diagnosis of major depression requires depressed mood or diminished interest or pleasure over 2 weeks, with additional somatic symptoms (sleep disturbance, fatigue, diminished ability to think, weight disturbance) and cognitive symptoms (worthlessness, guilt, suicidality), all leading to significant distress or dysfunction.23 However, most patients with chronic pain describe decreased initiative,18 anhedonia,18 and sleep and appetite disturbance. Several approaches may be used to overcome this diagnostic overshadowing, each representing a different balance of sensitivity and specificity.24

First, the inclusive method allows for all symptoms to be included in making the diagnosis, even if they could be explained by physical illness or pain. This approach has the advantage of simplicity and reliability, but can result in overdiagnosis of major depression.

Second, the exclusive method requires that somatic symptoms are not used, leaving the cognitive symptoms from which to make the diagnosis. Patients with chronic pain and depression are more likely to describe increased sadness, reduced self-worth, lack of meaning and suicidality than those with pain alone,18 giving support to an exclusive approach. The exclusive method deals well with diagnostic overshadowing but at the cost that some cases, including in patients with more severe forms of depression manifest in somatic complaints, might be missed.

Third, using the substitutive method, somatic symptoms of depression are replaced with additional cognitive or affective symptoms. These may include hopelessness, pessimism, irritability, tearfulness, feeling punished, or social withdrawal. There is no consensus on which symptoms can be used as substitutes, nor the total number required.

Finally, the aetiological approach requires judgement by the clinician as to whether the symptoms are related to the physical illness or the depression. This method is supported by the DSM-IV-TR,23 but has the disadvantage of the reduced reliability implicit in making this judgement.

No one approach has a clear advantage over the others. In some cases, the same conclusion will be reached regardless of the method, as in a patient with clear mood change, rumination, pessimism, hopelessness, guilt, low self-worth, and a depressed affect on mental state examination. When the diagnosis is less clear, as in a patient with a fluctuating affect, less prominent cognitive symptoms or marked somatic symptoms, interviewing collateral historians, such as the patient’s family, to determine a clear and persistent change in mental state over time can be useful.

Management

The management of major depression in patients with chronic pain should occur as part of a coordinated approach to pain management, with attention to relevant psychological processes and social issues. In addition to specific interventions, pain management involves identifying and establishing shared treatment goals, collaborative multidisciplinary care and a mutual understanding of the different practitioner roles and responsibilities.

Pharmacological treatment

Research into the pharmacological treatment of major depression in patients with chronic pain has predominantly focused on tricyclic antidepressants (TCAs). TCAs have analgesic properties independent of their antidepressant effect.25 The presumed mode of analgesic action is through enhancing descending spinal noradrenergic and serotonergic inhibitory neurones.26 The doses used in analgesic studies27 and in pain medicine (10–50 mg) are lower than those used for depression (100–200 mg).28 Analgesic studies have demonstrated decreased depressive symptoms alongside reductions in pain, but the treatment of major depression has not been established at these doses. If TCAs are used to treat major depression, antidepressant doses are required.28 Higher doses lead to increased side effects, including sedation, blurred vision, orthostatic hypotension, falls and an increased risk of delirium. Concern about cardiac toxicity, especially in overdose, has led to caution around the use of TCAs as antidepressants. In patients without cardiovascular disease and in whom concerns about self-harm are low, TCAs still have a role, especially when other antidepressants have not been effective. The secondary amines nortriptyline and desipramine are better tolerated than imipramine and amitriptyline in medically ill patients29 and may also be preferable in patients with pain.

A smaller body of research exists in relation to the newer antidepressants and their analgesic properties. Of particular interest are the serotonin–noradrenaline reuptake inhibitors (SNRIs), given their similarities to TCAs. Duloxetine, an SNRI with balanced inhibition of serotonin and noradrenaline reuptake, is effective for both neuropathic30 and nociceptive pain31 — an effect independent of reductions in depression or anxiety. The United States Food and Drug Administration has approved duloxetine for the treatment of fibromyalgia and painful diabetic neuropathy at a dose of 60 mg daily.32 Common side effects of duloxetine are nausea, vomiting, constipation, dry mouth and insomnia, but these are often mild and transient. The evidence for venlafaxine, in which serotonin reuptake inhibition predominates, especially at low doses, is less robust. Case reports33 and some study evidence34 suggest potential for analgesic activity in neuropathic pain at doses of around 75 mg.

The management of comorbid major depression and chronic pain with antidepressants requires clarity around the aims of treatment. TCAs and venlafaxine at analgesic doses are subtherapeutic for major depression. Combining TCAs with selective serotonin reuptake inhibitors (SSRIs) has the potential to induce a serotonergic syndrome. Although there is evidence for response of major depression to duloxetine at doses of 60 mg, some patients require doses of 120 mg.35 To treat major depression effectively, antidepressants need to be used at therapeutic doses for at least 4 weeks, before increasing to higher doses or changing to another agent. SSRIs, which have limited analgesic effect, are often used as first-line treatment of major depression. Among these, escitalopram and sertraline are most efficacious and best tolerated,36 with escitalopram having a low propensity for drug interaction through induction of liver enzymes. Even with optimal treatment, however, antidepressants may not be effective in inducing remission of major depression, especially in the context of severe and prolonged pain.37

Psychological interventions

Psychological therapies are used to treat major depression and reduce depressive symptoms in patents with chronic pain. The most robust evidence for their use in the treatment of major depression is derived from randomised controlled trials involving the general population and patients with other medical comorbidities. In a landmark study, 12 sessions of standardised and adherent cognitive behaviour therapy (CBT) or interpersonal therapy were found to be equivalent to imipramine (200 mg) and more effective than placebo or supportive therapy in treating major depression.38 A study of CBT and antidepressant therapy in patients with multiple sclerosis showed lower rates of major depression in the two treatment groups, compared with the group receiving treatment as usual.39 The negative cognitions challenged in CBT for major depression relate to the world (pessimism), the future (hopelessness) and the self (low self-worth), and the focus of behaviour change is withdrawal and cessation of pleasurable activities. The aim of CBT for major depression is remission and recovery.

Psychological therapies are effective in reducing depressive symptoms in patients with a medical illness40 or chronic pain.41 CBT in patients with chronic pain challenges maladaptive pain cognitions and behaviour, such as catastrophisation and fear avoidance. The aim of CBT in regard to chronic pain is symptom reduction and functional improvement, rather than complete pain relief. Within a multidisciplinary pain program, these methods can increase perceived control and decrease catastrophising, leading to a decrease in pain and depressive symptoms and improved function.42 Techniques that address change, loss, relationship difficulties, acceptance and self-regulation may also be useful.43 Pharmacological and psychological treatments are commonly combined, an approach that has been shown to be effective in the management of depressive symptoms in patients with musculoskeletal pain in primary care.44

Conclusions

Major depression is common in patients with chronic pain. Making the diagnosis can be difficult and is best done as part of a wider pain assessment. Depression is treated pharmacologically and psychologically, although treatment efficacy can be reduced in patients with severe and prolonged pain. Collaboration with other treating clinicians and specialist advice are often useful, especially in complex cases. Despite these challenges, successful treatment of major depression will reduce pain and improve function and quality of life for patients with chronic pain.

Depression and anxiety

This is a republished version of an article previously published in MJA Open

Depression and anxiety disorders are among the most common illnesses in the community and in primary care. Patients with depression often have features of anxiety disorders, and those with anxiety disorders commonly also have depression. Both disorders may occur together, meeting criteria for both. It can be difficult to discriminate between them but it is important to identify and treat both illnesses, as they are associated with significant morbidity and mortality. General practitioners are well placed to identify and take a primary role in treatment of these illnesses, to facilitate better mental health outcomes.

Epidemiology

In Australia, the 12-month prevalence of anxiety disorders is 14.4% and of affective disorders, 6.2%.1 It has been demonstrated that 39% of individuals with generalised anxiety disorder (GAD) also meet criteria for depression.2 About 85% of patients with depression also experience significant symptoms of anxiety, while comorbid depression occurs in up to 90% of patients with anxiety disorders.3 Considering anxiety and depression symptoms together in a “mixed anxiety-depressive disorder” has been proposed,4 but it is useful to identify and institute effective treatment for each set of symptoms. They can occur in all age groups — almost 50% of older adults with 12-month history of GAD met criteria for lifetime major depressive disorder, while only 7.4% of those without GAD met these criteria.5 Both anxiety and depression are associated with substance use disorder,6 and about 7% of the affected population represent serious cases with high comorbidity.7

Up to 25% of the patients seen in general practice have comorbid anxiety and depression.8 Though recognised in both rural and non-rural primary care, there is often a treatment gap, with patients undertreated for either or both disorders.9 Patients with anxiety and/or depression are particularly likely to present with physical complaints rather than mental health symptoms,10 and symptomatology may initially seem vague and non-specific.

Causal pathways

Developmentally, anxiety disorders are almost always the primary condition, with onset usually occurring in childhood or adolescence.11 Comorbidity of anxiety and depression is explained mostly by a shared genetic vulnerability to both disorders, or by one disorder being an epiphenomenon of the other.12

Increased corticotropin-releasing factor in cerebrospinal fluid has been reported in both anxiety and depression, but other peptides or hormones of the hypothalamic–pituitary–adrenal axis are regulated differently in the two disorders.13 More recently, neuroinflammatory, oxidative and nitrosative pathways have been implicated in depression and its comorbidities.14 It is most likely that the first episode of depression in a person’s life follows a psychosocial stressor. After three or more episodes, it becomes increasingly likely that subsequent episodes are spontaneous rather than following an external event.15

Impact and health care use

Comorbid depression and anxiety can increase impairment16,17 and health care use,18 compared with either disorder alone. Their co-occurrence is often associated with a poor prognosis19 and significant detrimental impact on functioning in the workplace.20 The number and severity of anxiety symptoms, rather than the specific anxiety diagnosis, correlate strongly with the persistence of subsequent depressive symptoms, and this relationship is stable over decades (Box 1).21

Many people do not seek treatment for anxiety and depression and, when they do, treatments are not always used effectively. Australian data suggest that 40% of people with current disorders did not seek treatment in the previous year and, of those who did, only 45% were offered a treatment that could be beneficial.22 Despite the high prevalence of depression and anxiety, and notwithstanding Australia’s universal health insurance scheme, service utilisation in this country is low. An Australian survey published in 2001 indicated that only 35% of people with a mental disorder had consulted a health professional for a mental health problem during the previous year, but most had seen a GP for that disorder or for some other health reason.23 In this setting, barriers to effective care were stated to be patient knowledge and physician competence.

Clinical recognition of depression and anxiety

It is important to delineate the specific depressive disorder and the specific anxiety disorder, as each may require different interventions. The most prevalent anxiety disorders in Australia are post-traumatic stress disorder (6.4%), social phobia (social anxiety disorder; 4.7%), agoraphobia (2.8%), GAD (2.7%), panic disorder (2.6%) and obsessive–compulsive disorder (1.9%). Of the population aged 16–85 years, 14.4% have an anxiety disorder. The prevalence of depression is 6.2%, with the prevalence of unipolar depressive episodes being 4.1%, dysthymia, 1.3%, and bipolar disorder, 1.8%.1 Some patients have two or more disorders.

Diagnostic criteria are designed to distinguish between disorders, and exclude clinical features that are common to more than one. Thus, criteria for depression exclude common comorbid anxiety symptoms, and those for anxiety disorders exclude depressive symptoms. However, diagnostic criteria are not the same as clinical presentations. Some somatic symptoms that can occur with both depression and anxiety are outlined in Box 2.

It may be necessary to see a patient on several occasions to delineate his or her problems. If features of anxiety or depression are identified, features of the other disorder should always be sought. For example, if a patient is depressed, a clinician should ask, “With this illness, have you had symptoms like restlessness, irritability, impulsivity, palpitations [or other anxiety symptoms]?”. If a patient is anxious, ask, “With this illness, have you had symptoms like feeling sad or numb, slowed up, loss of energy, a sense of hopelessness [or other depressive symptoms]?”.

As treatments differ if the patient has bipolar depression, ask, “Have you ever had a period of time when you felt ‘up’ or ‘high’ or so full of energy, or irritable or angry, or full of yourself that you got into trouble, or that others thought you were not your usual self?” Bipolar disorder commonly presents as depression, even though the illness is defined by intermittent periods of mood elevation. Anxiety is common in patients with bipolar depression. Manic features that can mimic anxiety include decreased and restless sleep, distractibility, racing thoughts, irritability and agitation.

Despite data suggesting that the accuracy of depression recognition by non-psychiatrists is low,24 the best remedy for this is not clear. Rating scales for depression and anxiety can be helpful, although most are designed to assess the severity of an already diagnosed illness rather than to make a new diagnosis.

A screening instrument that can be used to make a diagnosis and distinguish between illnesses, including unipolar and bipolar depression, is the Mini International Neuropsychiatric Interview.25 Other instruments that can be used to identify the severity (but not the type) of depression include the Kessler Psychological Distress Scale,26 the Hospital Anxiety and Depression Scale,27 or the 12-item Somatic and Psychological Health Report questionnaire.28 The Clinical Global Impression scale is a simple seven-point scale that can be used to monitor progress of treatment response.29

Treatment

In the Sequenced Treatment Alternatives to Relieve Depression (STAR*D) trial, about half of the patients with major depressive disorder also had clinically meaningful levels of anxiety.30 Remission was significantly less likely and took longer in the 53% of patients with anxious depression than in those with non-anxious depression. Side-effect frequency, intensity and burden, as well as the number of serious adverse events, were significantly greater and outcomes worse in the group with anxious depression.

There is a paucity of data on the treatment of patients with comorbid depression and anxiety, and clinical practice is therefore determined by treating individual anxiety and depressive disorders. There are also online resources that can help, including the Australian National University’s MoodGYM (http://www.moodgym.anu.edu.au) and E-couch (http://www.ecouch.anu.edu.au), Swinburne University’s Anxiety Online (http://www.anxietyonline.org.au), and information sites from beyondblue (http://www. beyondblue.org.au), Youthbeyondblue (http://www. youthbeyondblue.com) and the Black Dog Institute (http://www.blackdoginstitute.org.au).

Where the anxiety and depression stem from a general medical condition or complications of pharmacotherapy, clinicians should treat the medical disorder and review and adjust pharmacotherapy as necessary. For most patients, there is no obvious medical aetiology.

Treatments for anxiety and depression can have substantial elements in common (Box 3). Initial steps are making the diagnosis, explaining symptomatology, and providing hope. Psychosocial interventions, including clinical support, education and rehabilitation, are valuable. For patients with mild to moderately severe depression and anxiety, structured psychological treatments, available under the federal government’s “Better Access” scheme, will often suffice.31

For patients with more severe illness or those who do not respond to psychological interventions, pharmacotherapy is indicated. Pharmacotherapy particularly decreases over-activity of limbic structures of the brain (bottom-up effect), whereas psychotherapy tends to increase activity and recruitment of frontal areas (top-down effect).32

As most effective treatments for depression also have useful anti-anxiety effects, a pragmatic approach is to begin by treating the depression. Residual specific anxiety disorder symptoms can then be treated, with most responding to psychological interventions rather than additional pharmacotherapy.

Psychological treatments for depressive disorders

The psychological treatment with the greatest evidence base for depression is cognitive behaviour therapy (CBT).33 CBT is a beneficial treatment that can be readily applied in medical practice. The principles involve educating the patient, teaching basic relaxation skills, and developing the patient’s skills to identify, challenge and change maladaptive thoughts, feelings, perceptions and behaviour.34 Systematic reviews and meta-analyses have shown evidence of efficacy in inpatients with depression35 and those with chronic physical health problems.36 A systematic review showed improved outcomes for patients by enhancing antidepressant therapy with non-pharmacological interventions.37 Psychological treatments for depression are detailed elsewhere in this supplement (see Casey et al).38

Psychological treatments for anxiety disorders

Guidance regarding treatment of anxiety disorders can be found in a practical clinician guide and patient manuals,39 and in an overview of management in general practice.40 For GAD, a systematic review showed similar treatment effects for pharmacotherapy (odds ratio [OR] favouring active interventions over controls, 0.32; 95% CI, 0.18–0.54) and psychotherapy (OR, 0.33; 95% CI, 0.17–0.66).41

Pharmacotherapy for unipolar depression

Antidepressants are the mainstay of treating unipolar depression,42 with present agents working mostly through serotonergic, noradrenergic, and dopaminergic receptors (see Chan et al).43 An increase in prescribing of antidepressants in general practice in recent years coincided with the introduction of the Better Access initiative, which may have increased recognition of depression.44 Antidepressant combinations may add to adverse events without necessarily providing therapeutic advantage, and some authorities do not support such use.45 There is a new focus on normalising endogenous circadian rhythms in the treatment of depression and anxiety.46 Bipolar depression needs different treatment (see Berk et al).47

Pharmacotherapy for anxiety disorders

Effective pharmacotherapy for depression will mostly reduce anxiety disorders as well. For some anxiety disorders, such as obsessive–compulsive disorder, higher doses of antidepressants are required than for depression. If anxiety continues, identify the specific disorder, then look to specific psychological interventions to treat the anxiety disorder, in addition to continuing antidepressants and/or mood-stabilising therapy. Engage specialist help if needed.

There has been a progressive move away from using benzodiazepines to treat anxiety because of problems with the actions of these agents and adverse events. As well as being anxiolytic, they are sedating, which can impair safety when patients are driving or using machinery; they also interact with alcohol. Their muscle relaxant effects can predispose to falls, especially in older people. There can be adverse effects on attention, concentration and memory. At higher doses, there is a greater risk of tolerance and dependency, as well as a risk of discontinuation effects, including possible seizures, when abruptly withdrawing benzodiazepines. Although some patients remain well and in stable condition while taking low doses of these agents, the evidence is predominantly for their acute short-term use. Psychological interventions are generally preferable for sustained outcomes.

Low doses of atypical antipsychotic agents can reduce anxiety,48 but there is a risk of tardive dyskinesia with long-term use, and metabolic problems are associated with some of these agents.

Antidepressants are the main options for long-term pharmacological treatment of anxiety disorders.42 The choice of antidepressant depends on the prescribing doctor’s knowledge of the medicine, a history of prior successful response to a particular agent by the patient or a close relative, or specific qualities of a particular medicine.

Conclusions

Comorbid depression and anxiety are common and affect up to a quarter of patients attending general practice. Screening for comorbidity is important, as such patients are at greater risk of substance misuse, have a worse response to treatment, are more likely to remain disabled, endure a greater burden of disease, and are more likely to use health services in general. There are effective treatments for specific disorders, but a paucity of data about treatment for anxiety and depression comorbidity. More than a third of patients with a mental disorder do not seek treatment, and almost half are offered treatments that may not be beneficial. This suggests the need for further public awareness and professional education that can enhance clinical practice, promoting better mental health outcomes.

1 Relationship of anxiety and depression

Anxiety and depression, when combined:

  • are more severe

  • have a greater risk of suicide

  • are more disabling

  • are more resistant to treatment

  • result in more psychological, physical, social and workplace impairment than either disorder alone

2 Somatic symptoms that can occur with anxiety and depression

General

  • Fatigue and loss of energy, feeling slowed up or agitated and restless

Cognitive

  • Poor attention and concentration, slow thinking, distractibility, impaired memory, indecisiveness

Psychological

  • Apprehension, derealisation or depersonalisation, irritability, atypical anger

Somatic

  • Musculoskeletal

    • Muscle aches and pains, muscle tension, headaches

  • Gastrointestinal

    • Dry mouth, choking sensation, “churning stomach” sensation, nausea, vomiting, diarrhoea

  • Cardiovascular

    • Palpitations, tachycardia, chest pain, flushing

  • Respiratory

    • Shortness of breath, occasionally hyperventilation

  • Neurological

    • Dizziness, vertigo, blurred vision, paraesthesia

  • Genitourinary

    • Loss of sex drive, difficulties with micturition

3 Flow chart for treating depression and anxiety

Depression and dementia

This is a republished version of an article previously published in MJA Open

Depression and dementia are common syndromes in older people and are usually managed by general practitioners. Comorbidity compounds the impact on patients, carers and health services.13 Yet, the relationship between the two is complex — features overlap and each seems to be a possible risk factor, symptom or consequence of the other. Thus, identification and effective management of depression in people with dementia remains a challenging task in clinical practice.

This article provides a clinically oriented selective review of current knowledge about depression in dementia, specifically aimed at primary care practitioners. Practice pearls are provided (Box 1). Although the literature overwhelmingly focuses on Alzheimer disease, here we also discuss mild cognitive impairment and other types of dementia. Mild cognitive impairment refers to a clinical status where a patient performs below norms on cognitive tests but does not have dementia. Either the patient or someone who knows him or her well should have noticed a change from premorbid cognitive function. Statistically, people with mild cognitive impairment are at increased risk of developing dementia over time, although the individual risk can vary significantly.4

Epidemiology

Reported rates of depression in dementia vary substantially, depending on the population sampled, means of assessment and definition of caseness. Overall, most well conducted population-based studies report prevalences between 8% and 30%.1,5,6 In hospitalised patients and nursing home residents, the prevalence may be over 40%.1,5 Variance in prevalence estimates is greater in studies of mild cognitive impairment.6 A recent review of depression in mild cognitive impairment found median proportions of 44% in samples of hospital-based patients and 16% in community-based samples.1 The limited studies investigating depression in people with vascular dementia, Lewy body dementia or dementia associated with Parkinson disease suggest that depression may be more common in these syndromes than in Alzheimer disease.1

Reported risk factors include female sex, earlier age at dementia onset,7 a past history of depression or emotional problems,7,8 and recent losses.8 There is some evidence that, contrary to conventional wisdom, stage of dementia and insight into the diagnosis have little impact on depression rates.1,9

The consequences of depression in people with dementia include increased burden on patients and caregivers,10 increased caregiver depression,10 exacerbation of cognitive and functional decline,3,11,12 more dementia-related behavioural disturbance,13 poor outcomes from other medical or surgical interventions,3,14 earlier admission to nursing homes, and increased mortality.12,1517

Relationship between dementia and depression

There is substantial academic interest in the relationship between depression and dementia, particularly regarding the direction of causality and possible disease mechanisms. There is now reasonable evidence that a history of depression is a risk factor for developing dementia, particularly when the depression occurs early in life or is severe.18 Conversely, incident depression occurring temporally close to the onset of cognitive impairment may represent very early or prodromal symptoms of dementia itself.1,1921

A neuropathological mechanism common to both conditions, such as cerebrovascular disease or hippocampal atrophy, has been suggested.2226 However, as with most psychiatric illness, the literature does not consistently support any “neat” pathophysiological hypothesis. It is likely that a complex intertwining of multiple factors is variably involved in different individuals.

Assessment

Depression in people with dementia remains underdiagnosed, particularly in residential care settings.27,28 Disease, patient, clinician, family and system-level factors may all hinder accurate assessment.

Depression may present differently in people with comorbid dementia, particularly when the dementia is advanced. Although typical major depressive disorder (MDD) is seen, the clinical picture often lacks prominent sadness, hopelessness and guilt and is, overall, less severe.29 Anxiety, psychomotor retardation, loss of energy or appetite, anhedonia, irritability, delusions and hallucinations may all be more common (and prominent) than in people without dementia. These symptoms can also be part of the dementia itself or suggest delirium.3,24,30 Unexpected or rapid change in mood, cognitive deterioration, or increased behavioural and psychological symptoms of dementia (eg, disinhibition, agitation, anxiety or aggression) may be the only indicators of superimposed depression.13

Conventional techniques and instruments for assessing depression may not be reliable or practicable in people with dementia. When obtaining a patient history, patients may underreport, and their carers overreport, symptoms of depression.10 As dementia advances, cognitive and communication difficulties may also hamper assessment of the intrapsychic symptoms of depression, including subjective mood states, thoughts about oneself or others, and general outlook for the future. The use of standardised questionnaires is helpful only if they are validated in this population, which is not the case for many of the common depression rating scales.31

A useful scale is the Cornell Scale for Depression in Dementia (CSDD; Box 2).32 There are also modified Diagnostic and statistical manual of mental disorders, 4th edition (DSM-IV) criteria for MDD that include the diagnosis of Alzheimer disease.33 In Australia, the CSDD is incorporated into the Aged Care Funding Instrument, which is used to determine the funding allocated to aged care facilities for individual residents. However, due to limited time and staff in such facilities, attention to completing the CSDD is often cursory, and the results rarely alter management for individual residents. Moreover, serial evaluations are uncommon.28 Regularly combining use of rating scales with a thorough history would improve detection rates.

Obtaining as much history as possible regarding mood and behavioural symptoms from the patient and carers, such as family or residential care staff, is essential, particularly when communication difficulties are evident. This should be repeated at regular intervals (eg, 6-monthly) or if there is any evidence of a significant change in behaviour.28,34,35 It is important to enquire about a past history of depression and past treatments for depression, as well as family history, medical history, and drug and alcohol history. Physical illnesses, prescription medications, functional disability, social isolation, life stressors, bereavement and other losses are also important, as they may increase vulnerability to depression.1,29

Where there is clinical suspicion of depression (eg, change in mood or any difficult-to-explain change in behaviour), definitive treatment is usually worthwhile, especially when communication difficulties due to dementia act as a barrier to obtaining a detailed history.

Management

Management of a patient with depression and dementia should encompass biological, psychological, social, cultural and spiritual factors, particularly those that may have precipitated or may be perpetuating the depression.

A focused physical examination and investigations are essential to exclude any treatable medical cause for low mood. Such causes are more likely to be present in older people and may include physical illness and prescription medications. Common medical causes of depressed mood are listed in Box 3, and important screening investigations for an organic cause are listed in Box 4. Patients also frequently present with physical illness and depressed mood where there is a known association, but it is neither causal nor reversible (eg, depression and ischaemic heart disease). Overall physical health should be reviewed and optimised, and the depression should be specifically treated. Addressing vascular risk factors is particularly important.

Risks associated with depression in people with dementia must be considered throughout, as they may determine the type, location and urgency of treatment. Every patient with depression should be asked directly but sensitively about suicidal thoughts, plans and intent (Box 5). Suicide risk also depends on available protective supports, supervision and the patient’s access to means. Other risks include harm to others or to relationships due to agitation, aggression or irritability; loss of accommodation or a move to institutional care; and medical compromise. Generally, most depression in people with dementia can be managed in the community.

Pharmacotherapy

Recent studies, including a large, double-blind, randomised, placebo-controlled trial of the selective serotonin reuptake inhibitor (SSRI) sertraline and the noradrenaline–serotonin specific antidepressant (NaSSA) mirtazapine in people with Alzheimer disease,16 and a meta-analysis of seven placebo-controlled trials of antidepressants,17 have failed to demonstrate effectiveness of antidepressant medication for depression in the context of dementia. However, these studies may have had significant limitations, including significant heterogeneity between studies in the meta-analysis, that affected their conclusions.36 Earlier trials found antidepressants beneficial.37 Pharmacological therapy, particularly SSRIs, may exert some degree of protection against the negative effects of depression on cognition when people are also taking cholinesterase inhibitors.38 Cholinesterase inhibitors themselves may slow the rate of cognitive impairment and progression to Alzheimer disease in patients with depression and mild cognitive impairment,39 although this finding is preliminary and not without controversy.

Thus, the effectiveness of antidepressant medications in this population is currently in question. Studies that included patients with mild depressive symptoms,16,40 thought to respond poorly to medication, may have diluted any response seen in those with more severe illness. A small trial of patients with dementia and DSM-IV-diagnosed MDD (ie, with relatively more “severe” symptoms) did find sertraline effective on measures of global response, as rated by two psychiatrists, and on changes on standardised rating scales.37 Conversely, a sensitivity analysis in another study, including only patients with higher CSDD scores, failed to show any effect of antidepressants.16 It remains too early to draw definitive conclusions about the treatment role of antidepressants for this patient group.

One study group considered possible indicators for early antidepressant treatment, such as past history of antidepressant response, present or past suicide risk, and high distress levels.36 This seems a reasonable approach in clinical practice. A risk–benefit approach, tailored to the individual patient, should be employed. Antidepressant medication may also be considered in patients taking cholinesterase inhibitors for cognitive enhancement,38 or where depression is associated with a deterioration in cognition or development of behavioural and psychological symptoms of dementia. In patients with mild depression, non-pharmacological strategies should be attempted first.

Cautious prescribing is paramount in older people, as they are more susceptible to medication side effects, often have multiple comorbid physical illnesses, and may be taking medications that can interact with anti-depressants. There must be a clear plan to monitor efficacy and adverse effects. Data regarding the rate of adverse events are conflicting, but such events may be significantly increased.16,17 Hyponatraemia is of particular concern and should be screened for. The adage “start low and go slow” (a low starting dose, with small and slow dose titrations) should be followed to avoid potential side effects. However, many older patients may still require similar doses of antidepressants to younger adults.

There is little evidence that any class of antidepressants is superior.17 Newer antidepressants such as SSRIs, NaSSAs or serotonin–noradrenaline reuptake inhibitors (venlafaxine, desvenlafaxine and duloxetine) are thought to be associated with fewer side effects and drug interactions, and to carry less risk in overdose, compared with tricyclic antidepressants, although this assumption has been challenged.41 The decision to commence any antidepressant medication should include consideration of the adverse effects associated with the particular drug and the vulnerabilities of the individual patient.

There is no research regarding management of difficult-to-treat depression in dementia. A systematic review of difficult-to-treat depression in older people (including studies that did not exclude people with cognitive impairment) identified only three randomised drug trials, including one placebo-controlled trial.42 The authors concluded that lithium augmentation was the only treatment for which there was consistent evidence.

Failure to respond to antidepressant medication should prompt review of the diagnosis, patient adherence to medication, and the dose and duration of treatment. Following this, difficult-to-treat depression in people with dementia is an indication for referral to specialist services.

Non-pharmacological management

Patients with cognitive impairment may benefit from many types of psychotherapy. Any specific causes of psychological distress should be addressed. In older patients with dementia, these are often manifold and may include boredom, loneliness, restricted access to meaningful activities, and overstimulation.

Music and recreation therapy have demonstrated moderate effect sizes for depression in dementia, including in severe dementia.24,43 Planning recreational activities that the person used to enjoy in the company of someone he or she appreciates may enhance response. Regular physical activity has been shown to improve mood, including in people with dementia.43

For people with mild dementia, empathic education may aid adjustment to their diagnosis. Formal, structured therapies, including cognitive and interpersonal therapies, may also have some role.44 Validation therapy, using empathic activities such as handholding and singing, has also demonstrated effectiveness over that achieved through general “social contact”.43

Cognitive impairment has conventionally been viewed as a relative contraindication to electroconvulsive therapy (ECT), largely due to the potential for cognitive side effects. However, a recent review of ECT in people with depression and dementia suggested that it can be effective and that cognitive side effects are not universal.45 Any decision to commence ECT needs to be thoroughly considered by a specialist psychogeriatrician.

Familial or institutional carers should be involved throughout the process of assessment and management. They are often best placed to notice a change in behaviour that may indicate depression and can be enlisted to provide some of the non-pharmacological treatment approaches. Education about the diagnoses will likely improve carers’ abilities in both regards. They also face a significant burden in caring for a person with dementia and depression. Due consideration should be given to this burden and the impact on the mental health and quality of life of the carers themselves.

Conclusions

Depression is common in people with dementia, and the relationship between mood and cognitive symptoms is complex. The nature of this relationship, disease stage, and environmental and clinician factors all contribute to underdiagnosis and undertreatment. Although evidence regarding antidepressant treatment is limited and equivocal, there is no cause for therapeutic nihilism. Organic causes of depressed mood should be excluded, physical health optimised, and medications, where possible, rationalised. Best management includes individually tailored psychosocial strategies and, in moderate to severe depression, judicious use of antidepressant medication with a “start low, go slow” approach. Regular review and effective engagement of carers are both essential and may have significant positive impacts for patients and carers. Difficult-to-treat or complex depression is an indication for specialist referral.

1 Practice pearls

  • Consider early dementia in older people who present with new-onset depression

  • Regularly assess patients with dementia for depression (eg, 6-monthly), especially if they are in residential care

  • Consider any difficult-to-explain change in mood or behaviour as possible depression

  • Exclude physical illness or medications as a cause for depressed mood

  • Antidepressants may be helpful in moderate to severe depression: start low and go slow, monitor for therapeutic effect, and monitor for side effects

  • Incorporate psychological and social interventions as usual practice, tailored to the cognitive abilities of the patient

  • Involve and consider carers in both assessment and management, including issues of carer burden

2 Summary of Cornell Scale for Depression in Dementia32

Symptom domain*


Mood-related

Anxiety

Sadness

Lack of response to pleasant events

Irritability

Behavioural disturbance

Agitation

Slowed movement

Physical complaints

Reduced activities

Physical signs

Appetite loss

Weight loss

Fatigue

Cyclic functions

Mood worse in morning

Problems falling asleep

Waking during night

Waking earlier than usual

Disturbed thinking

Suicidality

Poor self-esteem

Pessimism

Delusions


* Score up to four symptoms per domain, for
a total score per domain of 0–8. Scoring system: A = unable to evaluate; 0 = absent;
1 = mild or intermittent; 2 = severe. A total score of over 10 is suggestive of depression and an indication for further investigation.

3 Common organic causes for low mood

Physical

Medication


Hypothyroidism

ß-blockers

Congestive cardiac failure

Calcium channel blockers

Cerebrovascular disease and stroke

Digoxin

Other intracerebral lesion

Steroids

Delirium

Alcohol withdrawal

4 Screening investigations for patients presenting with low mood

  • Full blood examination

  • Electrolyte screen

  • Renal function

  • Liver function

  • Thyroid function

  • Consider cerebral imaging

5 Ways of asking about suicidality

  • Has it seemed that life is not worth living?

  • Do you wish that you were dead?

  • Have you any thoughts of ending your life?

  • Have you planned what to do?

  • Do you intend to carry it through?

  • Is there anything or anyone that would stop you ending your life?